KLplus Course Catalog

Executive Certification: Understanding Section 302 of Sarbanes-Oxley (KLplus CPE Course)
Executive management has always been responsible for the quality and fairness of public reporting. However, under Sarbanes-Oxley, the risks are higher and the consequences of failure more significant. In this environment, all companies should perform a rigorous review of their disclosure processes and implement needed changes.
CONTENT AREA: Sarbanes-Oxley
TOPICS: Training & Development, Sarbanes-Oxley Act, Section 302-Executive Certifications, Financial Reporting

Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)
Sections 302 and 906 of SOX lay a foundation for restoring investor confidence in the integrity of public reporting. Building on that foundation, Section 404 requires management to file an internal control report with the annual report on Form 10-K. This course focuses on the SEC’s rules for Section 404.
CONTENT AREA: Sarbanes-Oxley
TOPICS: Training & Development, Sarbanes-Oxley Act, Section 404-Internal Control Reporting, Financial Reporting, External Auditor

International Financial Reporting Standards (IFRS) - KLplus CPE Course
This course introduces IFRS to auditors and risk management professionals. It helps people understand the people, process and technology changes related to conversion to IFRS as a global financial reporting standard.
CONTENT AREA: IFRS
TOPICS: IFRS, International Financial Reporting Standards

International Professional Practices Framework - IPPF (KLplus CPE Course)
This online course is intended for internal audit professionals, this course provides a high-level overview of the authoritative guidance components of the International Professional Practices Framework promulgated by The Institute of Internal Auditors. The course dives deep into the International Standards for the Professional Practice of Internal Auditing, the primary performance standards for internal audit practitioners around the globe.
CONTENT AREA: Internal Audit
TOPICS: Internal Audit, Audit Committee & Board, Internal Audit Administration, Risk Assessment, Internal Controls

Introduction to Identity Management (KLplus CPE Course)
With the growth of business, organizations are wrestling with the challenge of managing secure access to information and applications scattered across a wide range of internal and external computing systems. In this course, you will learn how identity management helps organizations manage these challenges. Identity management is also referred to as IDM.
CONTENT AREA: Industry & Process
TOPICS: Training & Development, IT Controls, Security, Access Control Systems, Security Management Practices, Network & Internet Security

Introduction to Information Technology (IT) Audit (KLplus CPE Course)
Information technology (IT) in today’s business environment has a direct impact on a company’s risk, and this relationship to risk should be an important driver in the internal audit process. IT performs or provides the information needed for many key controls in the business process, but it also brings inherent vulnerabilities.
CONTENT AREA: Internal Audit
TOPICS: Training & Development, IT Audit, Internal Audit, IT Controls

Introduction to Inventory Control Methods (KLplus CPE Course)
This course will give you a fundamental understanding of the inventory control methodologies to use when working with or auditing clients in the manufacturing or retail industries.
CONTENT AREA: Industry & Process
TOPICS: Training & Development, Materials Management & Inventory

Introduction to Loss Prevention (KLplus CPE Course)
The loss prevention training course, worth 1.5 CPE credits for KLplus subscribers, provides an overview of the concepts and principles of loss prevention. It will teach you about the three main categories of loss, the four major areas of financial fraud in retail organizations, and how safety issues contribute to loss. It also explains the role of the audit function in loss prevention.
CONTENT AREA: Loss Prevention
TOPICS: Internal Audit, Supply Chain, Training & Development, Fraud

Introduction to the Internal Audit Profession (KLplus CPE Course)
Internal auditing is an important and pragmatic process which can be of significant value to all commercial enterprises. This course will serve as a roadmap to the understanding and efficient operation of the internal audit profession.
CONTENT AREA: Internal Audit
TOPICS: Training & Development, Internal Audit, IT Audit, Audit Committee & Board

Introduction to the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
The Sarbanes-Oxley Act of 2002 (“the Act”) sets forth, among other things, new corporate governance standards for public companies within the United States. Under the new requirements, it will be incumbent upon boards of directors, CEOs and CFOs to not only design and implement appropriate corporate governance processes, but also to assess the risks their businesses face today and can reasonably expect to face in the future, and to manage those risks in an appropriate manner. This course provides an introduction to the Act and its most relevant sections.
CONTENT AREA: Sarbanes-Oxley
TOPICS: Training & Development, Sarbanes-Oxley Act, Section 302-Executive Certifications, Section 404-Internal Control Reporting, PCAOB, Audit Committee & Board, External Auditor