New This Week

Hot Issue

The Confrontational Auditor: Don’t Put Out the Fire, Redirect It

Ann M. Butera explains how you can redirect the flames of a confrontation in order to maintain control and work toward common goals.

Survey Report

The Journey to ORSA Begins: Assessing the Results of the 2015 ORSA Survey from St. John’s University and Protiviti

St. John's University and Protiviti surveyed more than 100 insurance executives to assess their state of readiness in preparing for the 2015 ORSA Summary Report.

Compliance Week Article

Risk Management Stretched Too Thin at Some Companies

Compliance officers say they are continually under-resourced and over-stressed by the flurry of new regulations and ever-increasing penalties they face.

Audit Report

IPO Organizational Meeting Report

This document outlines key discussion topics and a timeline for an IPO organizational meeting.

Updated Policy

Portable Computing Device Security Policy

This sample outlines a set of policies and procedures governing the use of portable computing devices and their connection to a company network.

Updated Sample

Enterprise Risk Management Project Plan

This document is a sample project plan for use during the planning phase of implementing ERM across an organization.

Updated Guide

Sarbanes-Oxley Auditor Walkthrough Guide

This training presentation was created to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.

Featured Topics

Featured Links

PCAOB Calls for Improvement in Audits of Brokers and Dealers

The PCAOB issued a report calling on audit firms to improve the quality of their audits of brokers and dealers. Source: journalofaccountancy.com


FCPA Enforcement Distorts Intent of Law, Expert Says

Current FCPA enforcement practices may be distorting the legal process by settling for fines instead of prosecutions. Source: corporatesecretary.com

Featured KLplus CPE Training Course

Documenting Processes and Internal Controls

This course focuses on the different approaches to documenting SOX processes and controls.

Did You Know?

Project Management Topic

KnowledgeLeader has over 150 pieces of content focused on project management. So, what are you waiting for? Come explore our publications and tools!

CCH Tax and Accounting - Accounting Research Manager Updates

Weekly Summary of Accounting, SEC, and Auditing Developments

This Week's Poll

Publication: The Confrontational Auditor: Don’t Put Out the Fire, Redirect It

Previous Poll Results

Publication: Privacy: Our Next Organizational Challenge?