Family Medical Leave Policy
This policy outlines a set of procedures for Family Medical Leave, in accordance with the U.S. Family and Medical Leave Act of 1993.
Firearms, Weapons and Explosives Policy
This policy outlines a set of procedures for firearms, weapons and explosives in order to maintain a safe working environment.
Updated Process Flow
Payroll Process Flow: Sample 2
This process flow focuses on the new hire, time capture, payroll, rate change, bonus, retirement plan and terminations processes.
Internal Audit’s Role in Cyber Preparedness
This whitepaper provides five key components that are crucial to cyber preparedness. Source: theiia.org
PCAOB Urges Broker-Dealer Auditors to Reexamine Approaches
The PCAOB is encouraging audit firms that audit broker-dealers to carefully review their processes. Source: journalofaccountancy.com
Featured KLplus CPE Training Course
Validating Operational Effectiveness (Testing of Controls)
To assert that internal control over financial reporting is effective, evaluating design effectiveness and validating operating effectiveness are both required.
Risk Oversight and Risk Management Questionnaire
The purpose of this questionnaire is to help boards and management develop a deeper knowledge of the risk oversight and risk management processes.
CCH Tax and Accounting - Accounting Research Manager Updates
Weekly Summary of Accounting, SEC, and Auditing Developments