May 16, 2005

Investment Advisers and Investment Companies: Focus on Compliance

FS Insights: Volume 1, Issue 9

FS Insights, a quarterly publication from Protiviti’s Financial Services Practice, provides timely coverage of issues facing the financial services industry and insights to help you identify and manage risks and adapt to the changes affecting financial services companies. This issue features articles including Investment Advisers and Investment Companies: Focus on Compliance, Governance Requirements for Insurance Companies, Data Privacy in the Headlines, and Integrated Compliance Efforts: Business Benefits Beyond Regulatory Mandates.