Anti-Fraud Programs and Controls (KLplus CPE Course)

This course is a compilation of five articles presented by Protiviti. These articles discuss various aspects of building and maintaining effective fraud monitoring and controls programs. Topics discussed in this course include: Anti-Fraud Programs and Controls: Combating Fraud and Misconduct Risk, Following Fundamentals Detects Fraud, Electronic Data Speaks, Getting Serious About Fraud Awareness Training, Build a Whistleblower Program Without Blowing the Budget

Program Registration:

Launch Course

For additional registration information, click here.

Learning Objectives:

Upon completion of this course, the learner will be able to:

• Define Fraud within an organization
• Identify differences between data mining and data analysis
• Incorporate data mining and analysis within the monitoring process
• Identify the building blocks to preventing and detecting fraud
• Understand system usage

Estimated Course Duration: 90 minutes (1.5 CPE)

Delivery Method: Online Self-Study

Field of Study: Specialized Knowledge and Applications

Program Level: Basic

Advance Preparation/Prerequisites: None

Program Content:

Anti-Fraud Programs and Controls: Combating Fraud and Misconduct Risk

• Prevention, deterrence, detection
• Defining fraud within an organization
• Management override of controls

Following Fundamentals Detects Fraud

• The audit
• Confirmations
• Follow-up

Electronic Data Speaks – What does it say about your organization?

• Data mining vs. data analysis
• Important electronic data considerations
• Information Sources
• Incorporating data mining and analysis within the monitoring process
• Recognizing the electronic advantage

Getting Serious About Fraud Awareness Training

• The building blocks
• Paths to success
• Training the right people
• Communicating the message
• Internal Audit

Build a Whistleblower Program without Blowing the Budget

• Points for audit committees to review
• Understanding your system usage
• Does anonymity work?

Download PDF Course Description:



(1 page, 68 KB)

Program Registration:

1. Login to KnowledgeLeader account

2. Click on Launch Course.

3. The link takes you to the KLplus Login window.

4. Enter your email address and password and then click the Submit button.

5. The training module will launch automatically. NOTE: Most training modules are narrated. To view speaker notes during the presentation, click the Notes tab.


In order to earn CPE credit, you must complete the training module within one year of enrollment and score 70% or above on the Final Exam.

Complaint Resolution Policy/Refund Policy:

For more information regarding refund, complaint and program cancellation policies, please contact our offices at (866) 923-8513 or if outside the U.S., please call +1 (925) 598-7771. You may also email us at knowledgeleader@protiviti.com.

Protiviti is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.