IT Implementation Review Scoping Checklist

This checklist assists with the scoping of an application controls review and/or implementation review that covers both pre- and post-implementation procedures.

The primary goal of this checklist is to identify those areas that internal audit will focus on during the implementation. There are two types of scoping questions/topics covered in this checklist: functions/services and level of effort. Sample questions/topics in functions/services include: data conversion procedures and testing; functional/requirements procedures and testing; change management, including pre-production and production; and more.