2020 Sarbanes-Oxley Compliance Survey
In this webinar, Protiviti and Audit Board will present relevant data points and insights on today's environment of Sarbanes-Oxley compliance.
How Should You Communicate with Customers During a Crisis?
Register for this CPE webinar to learn about how a company manages through this period will be remembered not only by a company’s employees, but also by its customers.
Synchrony: Investing in a Data-Driven, Digital Future for Internal Audit
In this profile, Synchrony Executive Vice President and Chief Audit Executive of Internal Audit Mark Martinelli shares his team’s efforts to help evolve a more real-time assurance model for Synchrony.
IT Internal Audit Report
This sample audit report discusses steps auditors can use when conducting an information technology (IT) audit.
Manage Inventories Key Performance Indicators (KPIs)
This benchmarking tool outlines the leading practices for effective inventory management.
Warehouse and Storage Key Performance Indicators (KPIs)
This tool outlines leading practices and key performance indicators for the warehouse and storage process.
Sarbanes-Oxley (SOX) Sections 302 and 404 Integration Questionnaire
This tool highlights questions to consider when preparing and reviewing integrated policies for Sarbanes-Oxley Sections 302 and 404.
Inventory Management Questionnaire
This detailed questionnaire is organized into the following categories: forecasting requirements to match the marketplace demands, utilizing technology and electronic organization and automation, ensuring accuracy of inventories, optimizing supply bases, and management tactics and controls.
Risk Oversight and Risk Management Questionnaire
The purpose of this questionnaire is to help boards and management think about how they can develop a deeper knowledge of the risk oversight and risk management processes.
Data Governance Audit Scoping Memo
This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s data governance function.
IT Governance Capability Maturity Model (CMM)
This document focuses on the capability maturity model for the IT governance process.