Corporate Audit Department Charter
This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of a company's corporate audit department.
Auditing the Enterprise Risk Management (ERM) Process Guide
In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the effectiveness of a company’s risk management, control and governance processes.
Sarbanes-Oxley Compliance Committee Structure Guide
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate Sarbanes-Oxley compliance.
Data Backup and Retention Policy
This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining data.
Agile Audit Leading Practices
This tool provides agile methodologies and leading practices an organization should use to measure and enhance its internal audit capabilities.
Collateral Risk Key Performance Indicators (KPIs)
This tool defines collateral risk, shares leading practices to mitigate collateral risk and provides questions to consider.
Settlement Risk Key Performance Indicators (KPIs)
This tool discusses the meaning of settlement risk, outlines business risks related to settlement, and shares performance measures and questions to consider.
Hot Issue Article
Resilience and the Workforce Are Key Concerns in 2021 and Over the Next Decade, According to Protiviti-NC State Global Survey
Here, we highlight the results of our ninth annual risk survey and illustrate the top 10 risks for 2021 and 2030 in order of priority.