Drafting and Reporting Financial Statements RCM
This document outlines risks and controls common to the drafting and reporting financial statements process in a risk control matrix (RCM) format.
Compliance Overview Questionnaire: COBRA
This questionnaire includes a process overview, key risks, expected key controls and questions to consider for Consolidated Omnibus Budget Reconciliation Act (COBRA).
Sarbanes-Oxley Walkthrough Checklist
This sample provides questions and recommendations to consider for Sarbanes-Oxley walkthrough process.
Financial Ratio Analysis Guide
This document provides guidance on performance ratios, financial status ratios, and market value ratios that can be used for a financial ratio analysis.
Technology Change Management (TCM) Audit Principles Guide
This document outlines guiding principles that should be applied to technology change management (TCM) audits.
Updated Benchmarking Tool
Audit Committee Responsibilities and Key Performance Indicators (KPIs)
This benchmarking tool lists important audit committee responsibilities and leading practices for each responsibility.
PreView: Protiviti's View on Emerging Risks, April 2018
This issue of Protiviti’s PreView includes: (1) Climate Change and the Interconnectedness of Global Risks, (2) Retreat of Globalization: A Closer Look, and more.
An Introduction to Robotic Process Automation Podcast
In this podcast, Managing Director Tony Abel, global leader for Protiviti’s Robotic Process Automation solutions, offers an introduction to robotic process automation (RPA) and the benefits it can deliver.