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2018 Sarbanes-Oxley Compliance Survey: Are You Ready to Gear Up and Automate Key Processes? - Register Now!
On Tuesday, August 21, Protiviti and AuditBoard will present data points and insights on the changing environment of Sarbanes-Oxley compliance.
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordination with specialists, and IT audit decisions.
Out-of-Contract Life Claims Settlements Audit Report
This sample audit report reviews the out-of-contract life claims settlement process at a company.
Updated Audit Report
Quarterly Compliance Assessment Audit Report
The purpose of this report is to document internal audit’s quarterly assessment of compliance policies and procedures and the validation of the operational effectiveness of key activities and controls.
Performance Measurement Process Development Guide
This tool provides steps for developing a performance measurement process.
Internal Audit Competency Model and Assessment Guide
This guide suggests competency objectives for internal auditors at junior, intermediate and senior levels.
Information Technology General Controls: Preliminary Controls Assessment Questionnaire
This is an example of a preliminary assessment questionnaire that can be presented to managers or process owners before conducting an information technology general controls (ITGC) audit.
The Bulletin: Issue 11, Volume 6 – Sustainability: The What, Why and How
In this issue of The Bulletin, Protiviti discusses sustainability. This issue also includes options organizations have for integrating sustainable development into the business.