Take Protiviti's 2019 Internal Audit Capabilities and Needs Survey
Protiviti continues to conduct its Internal Audit Capabilities and Needs Survey to provide benchmarks by which internal auditors can measure their knowledge and skills.
Enterprise Security Benchmarking Tool
The purpose of this tool is to encourage dialog and help an organization assess the state of its network security. Areas include security policies and procedures, organizational structure, and more.
Updated Audit Report
Business Continuity/Disaster Recovery Program Assessment Report
This audit report sample focuses on whether an appropriate enterprise-wide governance structure is in place in order to manage a business continuity and disaster recovery program.
Medical Records, Coding, and Billing Processes Compliance Questionnaire
This sample questionnaire can be utilized when performing an audit of medical records, coding, and billing compliance processes.
Financial Disclosure Communication Questionnaire
This sample questionnaire helps companies ensure that they are aware of all material transactions, contracts, events or other items which might require disclosure in Securities and Exchange Commission (SEC) filings.
Fraud: Internal Audit’s Role in Detection and Prevention
The objectives of this guide are to raise awareness about internal audit’s responsibilities related to fraud detection and prevention, to help auditors recognize fraud red flags, and more.
Modernizing Legacy Systems at Financial Institutions
This paper serves as a good case study for how financial institutions can modernize the legacy systems at the core of their processing environments.
Audit Analytics Article
PCAOB Announces 2018-2022 Strategic Plan
On Nov. 15, the Public Company Accounting Oversight Board (PCAOB) approved its 2018-2022 Strategic Plan. This article summarizes the goals listed in the plan.
Hot Issue Article
Why Internal Auditors Must Care About Blockchain
This article lists several unique technical risks that exist for blockchain, as well as discussion around how internal audit should prepare for it.