Four Key Questions to Get to Know Your Audit Client - Register Now!
During this presentation on Nov. 30, popular KnowledgeLeader writer Ann M. Butera, will explain techniques to plan audits that deliver useful results within budget and without excessive audit risk.
Internal Audit Department Key Performance Indicators (KPIs)
This tool outlines key performance metrics that are used for assessing audit functions, the outcome measures associated with each metric, and the activity measures that drive each outcome metric.
Internal Audit Risk Assessment and Audit Plan
This sample audit report outlines findings from a risk assessment performed at a company with the purpose of identifying areas of risk and developing a three-year internal audit plan.
Updated Audit Reports
Strategic and Operational Process Review Report
This audit report summarizes a strategic and operational review of a company’s business environment and production processes.
Back Office Process Optimization Report: Sample 2
This sample audit report focuses on the project timeline for upgrading related systems during back office process optimization.
SEC Cyber Threat Report Advises Companies to Revisit Internal Accounting Controls: Protiviti Flash Report
In this flash report, we summarize the U.S. Securities and Exchange Commission (SEC) report issued on Oct. 16 and the implications for public organizations.
Challenges to Model Validation Under the New CECL Standard
The Current Expected Credit Loss (CECL) standard is slated to go into effect at the end of 2019 for Securities and Exchange Commission (SEC) filers and the end of 2020 for others.
Audit Analytics Article
Insurance Industry Sees Rise in Negative Events
This article charts the Securities and Exchange Commission (SEC) comment letter trends in the insurance industry and covers in-depth the recent examples of MetLife and Aflac.