Enterprise Resource Planning Upgrade Audit Report

Auditors can use this audit report template for conducting and documenting the results of an enterprise resource planning upgrade audit.

In this sample, testing involved posting journal entries, posting cash receipts, modifying the chart of accounts, entering AR invoices, entering payables, entering manual payments, creating GL accounts, maintaining vendors, changing fiscal periods, facilitating company setup, and printing checks.

The following recommended activities were noted as a result of the review: Define standard procedures to ensure consistent management of all databases supporting the ERP application; implement a formal password policy for ERP applications; define a process to segregate duties between development and production resources; and institute a process to monitor the use of powerful IDs and to restrict the use of generic IDs.