Benchmarking Tools
Manage Inventories Key Performance Indicators (KPIs)
This tool contains leading practices an organization can use to evaluate and manage its inventory process.
Communicate With Shareholders Key Performance Indicators (KPIs)
This tool outlines leading practices and questions that can be used by organizations to develop and manage shareholder communication.
Manage Improvement and Change Key Performance Indicators (KPIs)
This tool features key performance indicators an organization should use to manage enterprisewide change and improvement.
Memo
IT Network Security Scope Memo
The purpose of this memo is to document the assumptions and decision criteria used in scoping the documentation efforts around network security.
Policies
Enterprise Assessment and Monitoring Policy
The purpose of this policy is to develop a consistent method for scheduling and managing company IT security assessment processes.
Enterprise Incident Response Policy
This policy sample can be used by auditors to develop a consistent process for responding to and recovering from security incidents.
Hot Issue Articles
Know Your Customer: It’s All About Risk
This article offers valuable KYC tips and lists several questions AML compliance officers can address to redirect their remediation efforts.
Internal Audit Leaders Need to Step Up Next-Gen Innovation and Transformation Initiatives, Protiviti Survey Finds
This article highlights the results of Protiviti’s 2020 Internal Audit Capabilities and Needs Survey and outlines how audit leaders can deliver in these changed and challenging times.
Featured Premium Content
Manage Customer Orders: Sales Approval Process Risk and Control Matrix (RCM)
This document outlines risks and controls common to sales approval during the ‘‘manage customer orders’’ process in a risk control matrix (RCM) format.