Upcoming CPE Webinar: 2019 Sarbanes-Oxley Survey Webinar
Are you ready to start the journey toward next-generation, technology-enabled compliance activities? Register for Protiviti's June 27th CPE webinar to learn more.
IT Program Portfolio Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s IT portfolio management process and to assist its progress from the initial/ad-hoc state toward the optimized state.
Updated Audit Report
Internal Audit Staffing and Audit Plan Report
This sample report can be customized and distributed to communicate an internal audit department's current staffing levels and audit plan progress.
SOX Training Guide: Remediation Efforts and Needs
This presentation can be used as a guide for training SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Expenditure Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization's expenditure process controls.
Fixed Assets Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s fixed asset process controls.
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year. It contains example questions audit committee members should ask management regarding the company’s assessment approach.
Disclosure Controls Questionnaire
This sample questionnaire is designed to elicit responses from management in areas critical to documenting the disclosure of material information.
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transaction-level control testing.
Making RPA Sustainable
Adhering to the three basic principles described in this article will help enterprises ensure that they can achieve and maintain a sustainable RPA approach.