KnowledgeLeader Recent Additions

This list contains all of the weekly content updates to KnowledgeLeader within the past six months. All KnowledgeLeader members should receive the latest update via email every Monday morning. If you are not receiving the weekly update messages and would like to do so, please contact us.



Week of May 27, 2019

Benchmarking Tool: Incentive Compensation Leading Practices
Model: Fixed Asset Management Capability Maturity Model (CMM)
Updated Audit Report: Contract Terms and Conditions Audit Report
Updated Work Program: Order Entry/Customer Service Audit Work Program
Updated Questionnaire: Entity-Level Controls Risk Assessment Questionnaire
Updated Questionnaire: Internal Audit Qualitative Diagnostic Questionnaire
Updated Questionnaire: Entity-Level Controls Information and Communication Questionnaire
Updated Questionnaire: Sarbanes-Oxley Section 302 Diagnostic Survey
Updated Questionnaire: PMO Change Control Form
Regulatory Update: PCAOB Issues Staff Preview of 2018 Inspection Observations
Audit Analytics Article: Slow Adoption Progress of ASC 842 – Leases
Hot Issue Article: Finance Transformation: Change Management and Overcoming Resistance
Hot Issue Article: From Spreadsheet-Driven Madness to Reporting That Excels
Hot Issue Article: Planning to Go Public in 2019? How to Get and Stay IPO-Ready Through the Government Shutdowns and Other Market Conditions
KnowledgeLeader Blog Post: What is the Internet of Things?
Featured Link: Understanding and Implementing a Culture of Cybersecurity
Featured Link: To Be Good Leaders, Internal Auditors Must Also Follow




Week of May 20, 2019

Benchmarking Tool: Purchase-to-Payment Leading Practices
Model: Inventory Management Capability Maturity Model (CMM)
Memo: IT Change Management Review Memo
Updated Request for Proposal: Request for Qualifications: IT Professional Services Qualified Vendor List
Updated Benchmarking Tool: Manage Capital Planning Key Performance Indicators (KPIs)
Updated Questionnaire: Inventory Management Appraisal Questionnaire
Updated Guide: Candidate Evaluation Guide
Updated Guide: IPO Organizational Meeting Guide
Audit Analytics Article: Credential Stuffing at Chipotle Mexican Grill Inc.
Hot Issue Article: Emerging Technology Companies: Create Your Game Plan Now for Going Public
Hot Issue Article: Leveraging Technology to Ensure Sustainability of Privacy
Hot Issue Article: Getting Operational Resilience Right
Featured Link: The Importance of Cyberresiliency
Featured Link: Internal Audit Awareness Month: More Than Just Talking the Talk




Week of May 13, 2019

Featured Event: CPE Webinar: Taking RPA to the Next Level
Model: IT General Controls Capability Maturity Model (CMM)
Memo: IT Governance Diagnostic Memo
Updated Audit Report: Program Management Office Initiative Report
Updated Audit Report: Internal Audit Qualitative Diagnostic Report
Updated Questionnaire: Preliminary Controls Assessment Questionnaire: Fixed Assets
Updated Questionnaire: Entity-Level Controls Monitoring Questionnaire
Updated Questionnaire: Inventory Management Questionnaire
Booklet: FAQ: Understanding the General Data Protection Regulation
Podcast: 2019 RPA Survey Podcast
Hot Issue Article: Armed with Artificial Intelligence, Hackers and the Guardians of IT Square Off on a New Digital Battleground
Hot Issue Article: Back Off, Inefficiencies: Conquering Chaos in the Back Office Is Closer Than You Think
Hot Issue Article: Legacy Core Systems Outlook: Advancing Technologies Are Hastening the Necessity to Modernize
Featured Link: @ISACA Volume 9
Featured Link: New DOJ Guidance Confronts "Effectiveness" of Compliance Programs




Week of May 6, 2019

Benchmarking Report: 2019 Global RPA Survey - Running Hard to Stay in Place
Memo: System Conversion Review Memo
Updated Audit Report: ISO 27001 Information Security Assessment Report
Updated Checklist: Employee Termination Checklist
Updated Questionnaire: Segregation of Duties Questionnaire: Accounts Receivable
Updated Questionnaire: Segregation of Duties Questionnaire: Financial Controls
Updated Questionnaire: Segregation of Duties: Controls for Significant Accounting Applications
Updated Request for Proposal: Request for Proposal: Internal Audit Co-Sourcing/Outsourcing (Sample 3)
Hot Issue Article: Enhancing Security Strategy for Cloud-Based Technology
Hot Issue Article: U.S. Bank Regulators Encourage Innovation in the Fight Against Financial Crime
Hot Issue Article: Digital Readiness, Talent Retention Top Executive Concerns in 2019, Survey Reveals
Featured Event: Upcoming CPE Webinar: Taking RPA to the Next Level
KnowledgeLeader Blog Post: Second Line of Defense: What Needs to Be Present
Featured Link: How to Get Your Employees to Care About Cybersecurity
Featured Link: FASB Makes Minor Adjustments to Financial Instruments Rules




Week of April 29, 2019

Newsletter: Sustainability Reporting: Time to Get Serious? - The Bulletin, Volume 7, Issue 2
Model: Store Audit Capability Maturity Model (CMM)
Process Flow: Employee Selection Process Flow
Updated Audit Report: Sarbanes-Oxley Year-End Audit Committee Report
Updated Checklist: Employee New Hire Checklist
Updated Checklist: IT Employee Termination Checklist
Updated Questionnaire: Segregation of Duties Questionnaire: Financial Reporting
Benchmarking Report: 2019 Vendor Risk Management Benchmark Survey - Running Hard to Stay in Place
Hot Issue Article: A Guiding Principle for a Smooth Transition: Get Smart While Getting Things Done!
Hot Issue Article: Next-Generation Internal Auditing: Addressing Risk in the Midst of Rapid Change
Hot Issue Article: The Responsible Tech Firm Series Part 4: Corporate Social Responsibility
Featured Link: @ISACA Volume 8
Featured Link: The Fallacy of Follow–Up Audits




Week of April 22, 2019

Model: Merchandise Procurement Capability Maturity Model (CMM)
Updated Audit Report: Corporate Treasury Review Audit Report: Sample 2
Updated Guide: Risk Assessment Workshop Guide
Updated Checklist: Employee Expense Reimbursement Process Review Checklist
Updated Questionnaire: Global Compliance Questionnaire
Updated Questionnaire: Accounts Receivable, Credit and Collections Questionnaire
Updated Questionnaire: Site Audit Questionnaire
Newsletter: Sustainability Reporting: Why Boards Should Care
Hot Issue Article: Why Organizations Should Consider a Cybersecurity Program Office
Hot Issue Article: Hamstrung by Technology: What Organizations Can Do Now to Address Technical Debt
Article: CECL Financial Statement Disclosures — What’s Changing?
KnowledgeLeader Blog Post: KnowledgeLeader's Top 10: Q1 2019
Featured Link: ​Internal Audit's Technology Challenge Is No Easy Road
Featured Link: COBIT 2019 Hot Off the Press




Week of April 15, 2019

RCM: Select and Manage Suppliers RCM
Model: Regulatory Compliance Capability Maturity Model (CMM)
Updated Audit Report: Foreign Subsidiary Review Audit Report
Updated Questionnaire: Business Ethics Questionnaire
Updated Questionnaire: Corporate Governance Compliance Questionnaire
Updated Questionnaire: Business Control Deficiency Decision Process Questionnaire
Article: Cybersecurity in the Technology Industry
Audit Analytics Article: Overview of European Key Audit Matter (KAM) Disclosures
Hot Issue Article: Could Your RPA Implementation Team Be on Board Already?
Hot Issue Article: Pecans in Peril: A Supply Chain Lesson From Hurricane Michael
Hot Issue Article: Ready for RPA? Five Implementation Risks to Keep in Mind
KnowledgeLeader Blog Post: The Most Popular Blog Post of Q1 2019!
Featured Link: ​@ISACA Volume 7
Featured Link: Facebook Data Exposure Offers Critical Lesson for Internal Auditors




Week of April 8, 2019

Model: Revenue Assurance: Invoice Deduction Process Capability Maturity Model (CMM)
Updated Audit Report: Risk Assessment Results Audit Committee Report
Updated Questionnaire: Anti-Fraud Program Evaluation Questionnaire
Updated Checklist: Ethics Audit Checklist
Updated Questionnaire: Corruption Risk Management Questionnaire
Audit Analytics Article: Trends in Cybersecurity Breach Disclosures
Hot Issue Article: Recognizing the People Element in Data Security Implementations
Hot Issue Article: Highlighting Recent Cyber-Related Financial Losses, the SEC Urges Public Companies to Revisit Internal Accounting Controls
Hot Issue Article: Finance Trends: RPA Paves the Way for Process Improvement
KnowledgeLeader Blog Post: What You Need to Know About Compliance of GDPR
Featured Link: ​The Admissions Scandal: A Job for Internal Audit
Featured Link: Lease Accounting: A Private Company Perspective




Week of April 1, 2019

Regulatory Update: PCAOB Issues Outlook to Audit Committees for 2019 Staff Inspections
RCM: Manual Journal Entries RCM
Updated Audit Report: Sales Compensation Process Audit Report
Updated Checklist: Process Integration Checklist
Updated Questionnaire: Account Reconciliation Questionnaire
Updated Request for Proposal: Request for Proposal: Sarbanes-Oxley Compliance
Newsletter: Sharpening the Focus on Cybersecurity – Board Perspectives: Risk Oversight, Issue 113
Hot Issue Article: Quantifying Cyber Risk: Takeaways From FAIRCON18
Hot Issue Article: Building Bot Boundaries: RPA Controls in SOX Systems
Hot Issue Article: Trends in Tech: What Emerging Technology Firms Must Keep an Eye On
KnowledgeLeader Blog Post: Exploring the Big Picture of IT Risk Assessment
Featured Link: ​@ISACA Volume 6
Featured Link: The IIA Releases New Practice Guide on Assessing the Risk Management Process




Week of March 25, 2019

Featured Event: Protiviti CPE Webinar: 2019 Internal Audit Capabilities and Needs Survey
RCM: Manage Inventories RCM
Model: Finance Process Capability Maturity Model (CMM)
Updated Request for Proposal: Request for Proposal: Systems Audit Work
Updated Work Program: Employee Benefits Audit Work Program
Updated Work Program: Foreign Corrupt Practices Act (FCPA) Audit Work Program
Updated Work Program: Facilities Management Audit Work Program
Newsletter: Making Management Risk Committees Effective – Board Perspectives: Risk Oversight, Issue 112
Podcast: The Responsible Technology Firm of the Future: Corporate Social Responsibility Podcast
Hot Issue Article: Cloud Solutions in Healthcare Should Not Be Shunned, and Here’s Why
Hot Issue Article: The Responsible Tech Firm Series, Part 3: Preparing for the Regulatory Wave
KnowledgeLeader Blog Post: The Most Popular Blog Post of 2018!
Featured Link: ​PCAOB Staff Provides Insight on Critical Audit Matters
Featured Link: Chief Audit Execs: Internal Audit Can Do Better




Week of March 18, 2019

Benchmarking Report: 2019 Internal Audit Capabilities and Needs Survey
Model: Employee Labor/Management Relations Capability Maturity Model (CMM)
Process Flow: HR Compliance Process Flow
Updated Checklist: Accounts Payable System Functional Requirements Checklist
Updated Work Program: Fraud Prevention Process: Debit and Credit Card Transactions Audit Work Program
Updated Work Program: Pricing and Discounts Audit Work Program
Updated Work Program: Other Liabilities Audit Work Program
Updated Request for Proposal: Request for Proposal: Assess Internal Audit Coverage of Banking Subsidiaries
Hot Issue Article: Transforming AML Compliance With Technology
Hot Issue Article: Success Factor: The People Side of Digital Transformation
KnowledgeLeader Blog Post: How to Use the 5 Best Practices of Inventory Management
Featured Link: ​@ISACA Volume 5
Featured Link: New FASB Standard Clarifies Lease Accounting Issues




Week of March 11, 2019

New RCM: Purchase Materials and Supplies: Purchase Orders RCM
Model: Equal Employment Opportunity Capability Maturity Model (CMM)
Updated Audit Report: Incentive Compensation Process Audit Report
Updated Checklist: International Human Resources Audit Checklist
Updated Questionnaire: Accounts Payable Outsourcing Vendor Selection Questionnaire
Updated Request for Proposal: Request for Proposal: Internal Audit Services Establishing an Audit Function
Podcast: The Responsible Technology Firm of the Future: Corporate Governance and Regulatory Compliance Podcast
Audit Analytics Article: SEC Enforcement Targets Ineffective Controls — Who Else Is at Risk?
Hot Issue Article: The Responsible Tech Firm Series Part 2: Can You Hear the Regulatory Wake Up Call?
Hot Issue Article: Creating Business Value Through Effective Third-Party Risk Management Auditing
Hot Issue Article: Deploying Robots Upstream: How to Evaluate the Opportunities and Make the Business Case
KnowledgeLeader Blog Post: Top 10 Pages: February 2019
Featured Link: ​The IIA Releases New Implementation Guidance for Code of Ethics
Featured Link: Challenges on Cybersecurity Landscape Demand Strong Leadership




Week of March 4, 2019

RCM: ​Process Accounts Receivable and Collections RCM
Model: Application Performance Management Capability Maturity Model (CMM)
Updated Questionnaire: Recruitment Process Interview Questionnaire
Updated Questionnaire: Accounts Payable Internal Controls Questionnaire
Updated Request for Proposal: Request for Proposal: Internal Audit Department Quality Assessment Review
Benchmarking Report: Executive Perspectives on Top Risks in 2019: Healthcare Industry Group Results
Audit Analytics Article: Long-Term Capital Market Consequences of Financial Restatements
Hot Issue Article: Top Risks 2019: CFOs Focus on People and Technology
Hot Issue Article: GDPR: Dealing With the Mandatory 72-Hour Breach Notification Requirement
Hot Issue Article: Aggressive M&A in the Oil Patch — Avoid a Dry Hole With a Playbook
KnowledgeLeader Blog Post: Improving the Close-the-Books Process
Featured Link: ​Next-Gen RPA Bots Automating Job Roles, Not Just Tasks
Featured Link: Robotic Process Automation Aims to Shake up Various Industries




Week of February 25, 2019

Featured Event: ​Upcoming Webinar: Competing in the Cognitive Age
Benchmarking Report: 2018 Global AI and ML Survey
Methodologies and Models: Capital Project Management Capability Maturity Model (CMM)
Updated Audit Report: Disbursements Review Audit Report
Updated Audit Report: Sarbanes-Oxley Project Update Audit Report
Updated Checklist: Acquisition Closing Checklist
Updated Questionnaire: Accounts Receivable Internal Control Questionnaire
Updated Request for Proposal: Request for Proposal: Financial Institution Quality Assessment Review
Hot Issue Article: 2018 Finance Trends: Security, Privacy and Governance of Finance Data Are Top Concerns, for Good Reason
Hot Issue Article: GDPR: Here’s What’s Happened So Far
Hot Issue Article: Setting the 2019 Audit Committee Agenda: A Closer Look
Featured Link: ​Finding Value in Revenue Recognition Implementation
Featured Link: 5G and AI: A Potentially Potent Combination
KnowledgeLeader Blog Post: What Is Intellectual Property and What Are the Risks?




Week of February 18, 2019

Methodologies and Models: Community Relations Capability Maturity Model (CMM)
Updated RCM: Purchase Materials and Supplies RCM
Updated Questionnaire: Accounts Payable Activity Questionnaire
Updated Request for Proposal: External Quality Assessment Review Request for Proposal
Benchmarking Report: Executive Perspectives on Top Risks in 2019: Manufacturing and Distribution Industry Group Results
Audit Analytics Article: Shutdown Slows Comment Letters, IPOs
Hot Issue Article: GDPR and How It Affects Third-Party/Vendor Handling of Personal and Employee Data
Hot Issue Article: Poor Culture and Fraud Risk Mismanagement: Survey Hints That the Connection Isn’t Widely Understood
Hot Issue Article: Protiviti Survey Measures SOX Automation, Costs, Hours and More
Hot Issue Article: Preparing for the Acquisition Your CEO Hasn’t Announced Yet: Three Actions to Take Now
KnowledgeLeader Blog Post: Audit Committee: How to Develop a Strong Self-Assessment Process
Featured Link: @ISACA Volume 3
Featured Link: Wells Fargo Further Empowers Internal Audit




Week of February 11, 2019

New RCM: Support End Users RCM
Methodologies and Models: Contractor Procurement Capability Maturity Model (CMM)
Updated Audit Report: Import Compliance Audit Report
Updated Questionnaire: Month-End Walkthrough Questionnaire
Updated Questionnaire: Preliminary Controls Assessment Questionnaire: Accounts Payable
Updated Guide: Financial Statement Risk Assessment Guide
Updated Request for Proposal: Request for Proposal: Internal Audit and Sarbanes-Oxley Compliance
Benchmarking Report: Executive Perspectives on Top Risks in 2019: Technology, Media and Telecommunications Industry Group Results
Hot Issue Article: Can Machine Learning Improve Consumer Lending? We Think So
Hot Issue Article: Knowledge Is Power: What Higher Education Institutions Must Know About GDPR Compliance Risk
Hot Issue Article: Managed Services Can Help Emerging Tech Firms Scale for Growth and Maintain Momentum
Featured Link: Governance Professionals Look to 2019
Featured Link: Robotic Process Automation Just Got "Intelligent" Thanks to Machine Learning




Week of February 4, 2019

Methodologies and Models: Expenditure Capability Maturity Model (CMM)
Updated Audit Report: Sales Order Cycle Review Audit Report
Updated Questionnaire: Preliminary Controls Assessment Questionnaire: Billing, Accounts Receivable, Credit and Collections
Updated Request for Proposal: Request for Proposal: Internal Audit Co-Sourcing/Outsourcing: Sample 2
Audit Analytics Article: An Overview of Accounting and Auditing Enforcement Releases (1999-2018)
Hot Issue Article: Applying RegTech to KYC Activities, Including Periodic Reviews: A Brief Overview of Possibilities
Hot Issue Article: Tech Firms Helped Shape the New Labor Model – But They Need to Keep Evolving Themselves
Hot Issue Article: How Is GDPR Enforced? Who Resolves Disputes? This Detailed Podcast Offers Answers
KnowledgeLeader Blog Post: Audit Committee: How to Develop a Strong Self-Assessment Process
Featured Link: @ISACA Volume 2
Featured Link: The Challenges to Internal Audit in a Zettabyte World




Week of January 28, 2019

Methodologies and Models: Change Management Capability Maturity Model (CMM)
Updated Audit Report: Distributor Sales Review Audit Report
Updated Request for Proposal: Request for Proposal: Internal Audit Co-Sourcing/Outsourcing
Newsletter: The Top Risks for 2019 – Board Perspectives: Risk Oversight, Issue 111
Hot Issue Article: GDPR: Legitimate Interest vs. Consent
Hot Issue Article: Blueprint for Change: Digital Architecture Consideration
Hot Issue Article: The Financial Crisis of 2008 – May We Never Forget the Lessons Learned
Podcast: The Responsible Technology Firm of the Future: A Rapidly Changing and Unpredictable Landscape for Technology Companies -- Podcast
KnowledgeLeader Blog Post: Popular This Week: Treasury Risk Management Capability Maturity Model (CMM) and more!
Featured Link: @ISACA Volume 1
Featured Link: 10 Financial Planning Tips From the AICPA to Start 2019 off Right




Week of January 21, 2019

Methodologies and Models: Payroll Capability Maturity Model (CMM)
Work Program: Project Management Office (PMO) Effectiveness Audit Work Program
Work Program: System Post-Implementation Review Audit Work Program
Updated Audit Report: Purchase-to-Payment Process Assessment: Sample 2
Updated Questionnaire: Sarbanes-Oxley Sustainable Compliance Questionnaire
Updated Questionnaire: Internal Audit Risk Assessment Questionnaire: Sample 2
Updated Guide: Self Assessment Agenda Guide: Why+What+How+When
Updated Request for Proposal: Request for Proposal: Internal Audit – Energy Industry
Hot Issue Article: Achieving a World-Class Finance Function by Reaching Outside the Box
Hot Issue Article: To Reduce CX Risk, Make CX a Strategic Priority
Hot Issue Article: Blueprint for Change: How a Capability Reference Architecture Can Help Map the Road to Organizational Transformation
Article: Impact of the New Current Expected Credit Loss (CECL) Methodology
KnowledgeLeader Blog Post: Developing Budgets: What You Need to Know
Featured Link: ​GDPR Compliance as a Competitive Advantage
Featured Link: Internal Auditors: If You See Something, Say Something




Week of January 14, 2019

Methodologies and Models: Treasury Risk Management CMM
Work Program: Property Investments Audit Work Program
Updated Audit Report: Business Partner Royalty Audit Report
Updated Questionnaire: Business Continuity IT Process Questionnaire
Updated Request for Proposal: Request for Proposal: Internal Audit – Healthcare Industry
Benchmarking Report: Executive Perspectives on Top Risks in 2019: Financial Services Industry Group Results
Hot Issue Article: Navigating Third-Party Approaches to Meet Finance Team Needs
Hot Issue Article: Companies Must Commit to Mastering the Basics to Strengthen Their Cybersecurity Posture
Hot Issue Article: Is Your Company Approaching Digital Transformation in the Right Way?
Audit Analytics Article: PayPal: SEC Requests Clarification about TIO Intangibles
Featured Link: Will The IIA Redraw the Lines of Defense?
Featured Link: "We Are Here to Help You": Managing Relationships When Management Is Skeptical




Week of January 7, 2019

Newsletter: Setting the 2019 Audit Committee Agenda – The Bulletin: Volume 7, Issue 1
RCM: Formulate EH&S Management: External Relationships RCM
Updated Audit Report: IT Governance Review Report
Updated Questionnaire: Internal Audit Risk Assessment Questionnaire: Sample 3
Updated Questionnaire: Medical Clinic Operational Processes Questionnaire
Updated Questionnaire: Financial Reporting Risk Profile Questionnaire
Benchmarking Report: Executive Perspectives on Top Risks in 2019 – Energy and Utilities Industry Group Results
Hot Issue Article: Regulatory Relief Provides Flexibility, But Banks Should Consider Risk Management Effects
Hot Issue Article: IT Governance in the Age of Digitalization
Hot Issue Article: For Emerging Tech Firms, More Action Today on Risks and Controls Means Less Pain Tomorrow
Audit Analytics Article: Ineffective Disclosure Controls: A Twelve-Year Update
Featured Link: The Report of the NACD Blue Ribbon Commission on Adaptive Governance: Board Oversight of Disruptive Risks
Featured Link: @ISACA Volume 26




Week of December 31, 2018

Process Flow: Elder Care Process Flow
RCM: Purchase Materials and Supplies RCM
Updated Audit Report: Security Policy and Procedure Evaluation Report: Application Development and Change Control
Updated Questionnaire: Sourcing Root Causes Questionnaire
Newsletter: Oversight of Digital Transformation - Board Perspectives: Risk Oversight, Issue 110
Hot Issue Article: Top-Performing Environmental Health and Safety Programs Are an Integral Part of Improving Business Performance
Hot Issue Article: Robotic Process Automation in Oil and Gas: An Overlooked Opportunity That Can Boost Profits Today
Hot Issue Article: Maintaining Staffing Equilibrium With a Flexible Workforce
Benchmarking Reports: Executive Perspectives on Top Risks in 2019: Consumer Products and Services Industry Group Results
Featured Link: @ISACA Volume 25
Featured Link: A Directors’-Eye View of Disruptive Innovation




Week of December 17, 2018

Benchmarking Tool: Enterprise Security Benchmarking Tool
Updated Audit Report: Business Continuity/Disaster Recovery Program Assessment Report
Updated Questionnaire: Medical Records, Coding, and Billing Processes Compliance Questionnaire
Updated Questionnaire: Financial Disclosure Communication Questionnaire
Updated Guide: Fraud: Internal Audit’s Role in Detection and Prevention
Article: Modernizing Legacy Systems at Financial Institutions
Audit Analytics Article: PCAOB Announces 2018-2022 Strategic Plan
Hot Issue Article: Why Internal Auditors Must Care About Blockchain
Hot Issue Article: On the Road to Digital Transformation, One Map Does Not Fit All
Hot Issue Article: How to Prepare for the New EU AML Directive (5AMLD)
New KnowledgeLeader Blog Post: Currency Risk: The Purpose and Risk of Money
Featured Link: Marriott Breach Places Dwell Time Back Under Microscope
Featured Link: A New Cobit Is in Town and I Really Like How It Looks




Week of December 10, 2018

Benchmarking Report: Executive Perspectives on Top Risks in 2019 - Key Issues Being Discussed in the Boardroom and C-Suite
Methodologies & Models: Enterprise Security Capability Maturity Model (CMM)
Memo: Physical Inventory Count Memo
Updated Audit Report: Human Resources (HR) Process and Compliance Audit Report
Updated Audit Report: Fund Accounting Process Audit Report
Updated Questionnaire: Segregation of Duties Questionnaire: Procurement and Accounts Payable
Updated Questionnaire: Detailed Medical Record Review Questionnaire
Hot Issue Article: Time for Technology Companies to Commit to Women in Leadership Roles
Hot Issue Article: CAQ’s New Cybersecurity Risk Management Oversight Tool: A Protiviti Analysis
Newsletter: Compliance Insights: October 2018
Podcast: The Promise of Blockchain in Supply Chain Management Podcast
Featured RCM: Manage Employee Compensation: Executive Compensation RCM
Featured Link: An Early Look at Internal Audit Priorities for 2019
Featured Link: How Does Your Cybersecurity Posture Stack Up to That of Your Peers?




Week of December 3, 2018

Article: The Next Generation of Internal Auditing — Are You Ready? Catch the Innovation Wave
Methodologies & Models: Fundraising Management Capability Maturity Model and Six Elements of Infrastructure
Audit Report: Enterprise Communications Platform Review Report
Updated Audit Report: Accounts Payable Review Audit Report: Sample 2
Updated Audit Report: Sales Order Processing Review Audit Report
Updated Audit Report: Internal Audit Site Review Audit Report: Sample 2
Updated Questionnaire: Control Self-Assessment Questionnaire: Financial Reporting and General Ledger
Updated Questionnaire: Information Technology (IT) General Controls Questionnaire
Newsletter: Is Technical Debt Limiting Your Company’s Competitiveness? - Board Perspectives: Risk Oversight, Issue 109
Article: The Journey to Implementation Continues
Hot Issue Article: Regtech Investment Is Increasing, But Leaders Are Still to Emerge
Hot Issue Article: Reality Check: Global Risks, Unexpected Opportunities on the Rise
Hot Issue Article: Internal Audit Capabilities and Needs: Great “Tech-Spectations”
New KnowledgeLeader Blog Post: New Pricing Risks Pioneered by the Consumer Perspective
Featured Link: Working Group Considers Changes to CPA Licensing Requirements
Featured Link: Communicating Environmental, Social and Governance (ESG); Corporate Responsibility (CR); or Sustainability Effectively Requires a Plan – Are You Ready?