This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing material for each business cycle.
Documentation to be validated includes: process flow Visio, process narrative, business cycle risk and control matrix, gap remediation matrix (if applicable), business cycle/process test plan, control test detail sheet, test documentation, CDROM or soft copy of complete documentation. Test documentation should be divided by key control tested. If documentation is not easily identifiable by control, flag appropriately. Look through each key control test step description on the test plan and identify what supporting documentation is referenced.