This job description outlines the specific duties and responsibilities of the chief compliance officer. These include coordination and implementation, monitoring and auditing, enforcement, and reporting of the compliance activities in the organization.
This position oversees the company’s compliance and ethics program and is responsible for assuring that appropriate compliance policies and procedures designed to prevent illegal or unethical conduct are established and institutionalized; compliance policies and procedures are communicated throughout the company; appropriate company employees are periodically trained with respect to compliance policies and procedures; and compliance with policies and procedures is monitored, audited and enforced.