KnowledgeLeader Content Update

KNOWLEDGELEADER'S MOST POPULAR RISK MANAGEMENT TOOLS


1. Enterprise Risk Management Audit Report
This document contains two sample audit reports that can be used by auditors to review the enterprise risk management (ERM) function of an organization.

2. Project Management Risk Key Performance Indicators (KPIs)
This tool contains leading practices and questions companies should consider when creating their project management strategies.

3. Enterprise Risk Management Key Performance Indicators (KPIs)
This tool contains key performance indicators and questions organizations can use to evaluate their enterprise risk management process.

4. Risk Management Oversight Committee Charter
This sample outlines responsibilities and duties for establishing a risk management oversight committee charter.

5. Enterprise Risk Management (ERM) Committee Charter
This sample charter outlines the responsibilities and duties, membership and operations, and meetings and attendance for an organization’s enterprise risk management (ERM) committee.

6. Enterprise Risk Assessment Process Questionnaire
The questions provided in this sample can be used to analyze and enhance your enterprise risk assessment strategy.

7. ​Risk Management Executive Committee Questionnaire
This tool contains questions to consider for improving an organization’s risk management capabilities by evaluating its risk management executive committee (RMEC).

8. Enterprise Risk Management (ERM) Results Questionnaire
This tool highlights best practices and questions to consider when evaluating an organization’s risk assessment process and the development of ERM summary reports.

9. Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.

10. Enterprise Risk Management (ERM) Integration Strategy Questionnaire
This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strategy.

11. Re-Balanced Internal Audit Department Questionnaire
This tool provides questions for organizations to consider when re-balancing and assessing the internal audit department.

12. Risk Culture Guide
This guide provides auditors with a comprehensive breakdown of the enterprise risk management (ERM) process and risk culture, including definitions, best practices, considerations, objectives and more.

13. Risk Assessment Facilitation Guide
This tool contains three guidance documents that can be used by auditors to facilitate a risk assessment workshop.

14. Risk Management Concepts Guide
In this tool, we’ve compiled a guide that can be used by auditors to understand and improve an organization’s risk management process.

15. Chief Risk Officer Job Description
This tool contains two sample job descriptions that outline the responsibilities, key selection criteria and general information for the role of the chief risk officer (CRO).

16. Vendor Risk Management Policy
This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.

17. Enterprise Incident Response Policy
This tool contains two sample policies that can be used by auditors to develop a consistent process for responding to and recovering from security incidents.

CCH TAX AND ACCOUNTING - ACCOUNTING RESEARCH MANAGER UPDATES
Weekly Summary of Accounting, SEC and Auditing Developments

• SOX 404 – New Edition of SOX 404 for Non-Accelerated Filers: An Internal Control over Financial Reporting Assessment under Section 404(a) of the Sarbanes-Oxley Act Published

TOP 5 PAGES ON KNOWLEDGELEADER
These were the most popular items on KnowledgeLeader last week:

1. Agile Audit Leading Practices
2. Internal Audit Department Key Performance Indicators (KPIs)
3. Enterprise Risk Management Questionnaire
4. Fraud Indicators: Financial Performance Key Performance Indicators (KPIs)
5. Close-the-Books Key Performance Indicators (KPIs)