COVID-19 and SOX: Practical Considerations While Navigating the Crisis
Register for this CPE webinar to learn about adaptable approaches for completing SOX obligations in the current unusual environment.
COVID-19 Crisis Drives FASB to Propose Delays to Effective Dates of Revenue Recognition and Lease Accounting Standards for Certain Entities
This Flash Report highlights the struggles that companies likely are encountering to implement complex and impactful new accounting standards after the unexpected COVID-19-related challenges arose.
Treasury Department Issues More Detailed Guidelines for Small Business Paycheck Protection Program
This Flash Report describes the status of the Paycheck Protection Program (PPP) and the remaining questions and challenges lenders face as they work to serve their small business customers.
COVID-19’s Workplace Disruption: A Test of Board Resiliency
This issue of Board Perspectives: Risk Oversight
provides 10 suggestions for board members to consider as CEOs and organizations grapple with the people-related challenges of the COVID-19 crisis.
Enterprise Security Key Performance Indicators (KPIs)
The purpose of this tool is to encourage dialog and help an organization assess the state of its network security. Areas included in this review include security policies and procedures, organizational structure, security architecture, internal network security, host vulnerability assessment, and incident response.
Outsourcing, Alliances and Joint Ventures Risk Questionnaire
This tool highlights questions to consider for understanding and assessing an organization’s outsourcing, alliances and joint ventures process.
Supply Chain Risk Questionnaire
This sample questionnaire document offers several questions to consider when evaluating supply chain risk.
Capability Maturity Model (CMM)
The capability maturity model can be used to measure the maturity of an organization’s improved performance and to assist its progress from the initial/ad-hoc state toward the optimized state.
Contract Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s contract management process and to assist its progress from the initial/ad-hoc state toward the optimized state.
Vendor Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s vendor management process and to assist its progress from the initial/ad-hoc state toward the optimized state.
Vendor Contract Library Management Policy
This sample policy establishes guidelines and procedures that must be followed with respect to retention, administration and amendment of vendor contracts in which a company is a party in the contract.
Accounts Receivable Policy
This tool contains two sample policies that establish procedures organizations should take for ensuring consistency during the accounting receivable process.
Accounts Payable Policy
This tool contains three sample policies that outline procedures organizations can use for documenting, recording and issuing payments for accounts payable transactions.
Vendor Contracting Policy
This policy establishes procedures to follow prior to signing vendor contracts on behalf of a company, including obtaining required approvals from the legal department and vendor.
Vendor Database Management Policy
This sample policy explains the procedures for coordinating the proper registration and maintenance of vendor information in a company’s vendor database.
Export Compliance Audit Work Program
This program focuses internal auditors on the necessary controls that should be in place to ensure a compliant export management system.
Freight Management Audit Work Program
The purpose of this audit work program is to understand and evaluate the freight management process.
Supply Chain Audit Work Program
This audit program focuses on the supply chain management process, including: policies, organizational risks, process risks, major processes, cost-control, and performance measures.
Vendor Review Audit Work Program
This sample provides steps for reviewing a company’s vendor management process.
FEATURED WEBINAR SERIES
Protiviti's Enterprise Resilience CPE Webinar Series
We're facing an unprecedented challenge – but we aren't facing it alone. These CPE webinars provide you with an opportunity to prioritize your conversations, gain confidence in your own plans and increase your organization's resilience. Register for the upcoming webinars in this series.
TOP 5 PAGES ON KNOWLEDGELEADER
These were the most popular items on KnowledgeLeader last week:
- Internal Audit and Risk Management: The Basics
- Accounts Payable RCM
- Account Reconciliation Policy
- Entity-Level Controls Risk Assessment Questionnaire
- Re-Balanced Internal Audit Department Questionnaire