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KnowledgeLeader Content Update: Monday, September 9, 2019
September 9, 2019
KnowledgeLeader Content Update
New and featured materials this week
Need CPE? You're in luck! We just published 25 new on-demand courses, now available with a KLplus subscription. Check out our full
Post-Acute Care Compliance -
Protiviti Flash Report
Learn more about the Centers for Medicare & Medicaid Services’ recent proposed changes and their net effects to long-term care facilities in this Flash Report.
Manage Service Contracts: Monitoring Existing Contracts RCM
This document outlines risks and controls common to the “monitoring existing contracts” aspect of the “manage service contracts” process in a risk control matrix (RCM) format.
Compliance Overview Questionnaire: HIPAA
This sample questionnaire provides an overview, key risks, expected key controls and questions to consider when reviewing an organization’s compliance with the Health Insurance Portability and Accountability Act of 1996 (HIPAA).
Financial Reporting Process Questionnaire: Consolidation Systems
This sample questionnaire focuses on the financial reporting process within a consolidation system.
UPDATED AUDIT REPORT
Equity Compensation Review Audit Report: Sample 2
This sample audit report can be used to evaluate the effectiveness and efficiency of an organization’s current equity compensation administration process.
Sarbanes-Oxley Section 404 Compliance Guide
This sample document can be used as a guide for establishing an organization’s framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
An Effective Way to Conduct a Risk Assessment Guide
This guide outlines and compares various options and approaches to conducting an effective risk assessment.
Building Blocks for an Effective AML Enterprisewide Risk Assessment
This paper discusses the challenges associated with the anti-money laundering (AML) enterprisewide AML risk assessment (EWRA) process along with possible solutions.
HOT ISSUE ARTICLES
Energy and Utilities Companies Can Build an On-Ramp to the AI Fast Lane With Intelligent Automation
This article provides tips to help an organization create a road map that will lead them toward sustained innovation excellence with AI and other digital initiatives.
How Artificial Intelligence Can Add Value to the Supply Chain
This article highlights the transformative potential of AI and suggests ideas that could lead organizations to a more intelligent supply chain operation.
Accelerating RPA Maturity: Three Ways Consumer Products and Retail Companies Can Step Up Their Game
This article explains some of the reasons consumer products and retail companies struggle to move beyond the planning and implementing stage with RPA and offers some advice for escaping that inertia.
KNOWLEDGELEADER BLOG POST
10 Important Roles of the Audit Committee in Internal Audit
The audit committee plays a key role in supporting and overseeing aspects of an internal audit function’s activities. On this week's blog post we share ten important roles of the audit committee in internal audit.
GASB Issues Lease Accounting Implementation Guide
GASB has issued an implementation guide that contains questions and answers about the board's new lease accounting standard for state and local governments. Source:
@ISACA Newsletter: Volume 17
This edition of ISACA's newsletter covers systems thinking in risk management, using EDR to address unmanaged devices, and earning CPE while learning about emerging trends during this year's EuroCACS/CSX Conference. Source:
Manage Employee Compensation: Executive Compensation RCM
This document outlines risks and controls common to the executive compensation component of the “manage employee compensation” process in a risk control matrix (RCM) format.
CCH TAX AND ACCOUNTING - ACCOUNTING RESEARCH MANAGER UPDATES
Weekly Summary of Accounting, SEC, and Auditing Developments
Auditing Standards Board – May 20-23, 2019 Meeting Minutes Published
TOP 5 PAGES ON KNOWLEDGELEADER
These were the most popular items on KnowledgeLeader last week:
Internal Audit Risk Assessment Audit Committee Report
Enterprise Risk Management Education and Awareness Guide
Internal Audit Performance Measures Key Performance Indicators (KPIs)
Manage Service Contracts: Entering Contracts into the System RCM
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