This list contains all of the weekly content updates to KnowledgeLeader within the past six months. All KnowledgeLeader members should receive the latest update via email every Monday morning. If you are not receiving the weekly update messages and would like to do so, please
contact us.
Week of July 15, 2019
Booklet:
Internal Auditing Around the World: Volume 15
Model:
Business Continuity Management Capability Maturity Model (CMM)
Audit Report:
Annual Internal Audit Plan Report
Updated Audit Report:
Human Resources Risk Management Assessment Report
Updated Guide:
Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships
Updated Guide:
Developing an Effective Code of Conduct Guide
Updated Questionnaire:
Audit Committee Questionnaire: Auditor Effectiveness
Updated Questionnaire:
IT Planning Questionnaire
Hot Issue Article:
The College Admissions Scandal: Why Every Elite University Should Apply Root Cause Analysis
Hot Issue Article:
Identity and Access Management in Financial Services: Staying Ahead of the Curve
Hot Issue Article:
Why Auditors Rarely Find Fraud
KnowledgeLeader Blog Post:
KnowledgeLeader's Top 10: Q2 2019
Featured Link:
@ISACA Newsletter: Volume 13
Featured Link:
Virtuous Internal Auditor: Seven Characteristics
Week of July 8, 2019
Featured Article:
Artificial Intelligence: Can Humans Drive Ethical AI?
Model:
IT Management Capability Maturity Model (CMM)
Updated Audit Report:
Quality Assurance Review Implementation Report
Updated Audit Report:
Stock Option Measurement and Grant Date Review Report
Updated Audit Report:
Internal Audit Activity Report: External Quality Assessment
Updated Questionnaire:
Inventory Management Process Controls Questionnaire
Updated Questionnaire:
Treasury Process Controls Questionnaire
Updated Questionnaire:
General Accounting Questionnaire: Finance Process Improvement Project Plan
Audit Analytics Article:
SEC Comment Letters: An Eight-Year Trend
Hot Issue Article:
Energy and Utilities Firms Need to Prepare for a Digital Future
Hot Issue Article:
Sustainable Supply Chains – Desired and Required
Featured Link:
Writing an Impactful Audit Report: Six Tips on Being More Persuasive
Featured Link:
How Small and Medium Businesses Can Leverage Cybersecurity for Client Value: Six Ways to Get Started
Week of July 1, 2019
Benchmarking Report:
2019 Sarbanes-Oxley Compliance Survey
Model:
Incident Management Capability Maturity Model (CMM)
Model:
Contract Management Capability Maturity Model (CMM)
Updated Audit Report:
IT Strategy Gap Assessment Report
Updated Audit Report:
Sarbanes-Oxley Section 404 Program Executive Scorecard Report
Updated Questionnaire:
Revenue Process Controls Questionnaire
Updated Questionnaire:
SOX Process Walkthrough Questionnaire
Updated Questionnaire:
IFRS Questionnaire
Updated Questionnaire:
Segregation of Duties Questionnaire: Cash Receipts in Significant Accounting Applications
Newsletter:
Is Your Board Future-Ready? Board Perspectives: Risk Oversight, Issue 116
Hot Issue Article:
Corporate Social Responsibility: Are Tech Firms Doing Enough?
Hot Issue Article:
You’ve Heard of Next-Gen Internal Auditing: Here’s a Look Inside
Hot Issue Article:
Leadership Succession Continues to Challenge Consumer Products and Services Companies
Featured RCM:
Managed Fixed Assets: Asset Acquisition RCM
KnowledgeLeader Blog Post:
Consider Different Approaches When It Comes to Cybersecurity
Featured Link:
@ISACA Newsletter: Volume 12
Featured Link:
Four Ways to Protect Your Data From the Dark Web
Week of June 24, 2019
Model:
IT Program Portfolio Management Capability Maturity Model (CMM)
Updated Audit Report:
Internal Audit Staffing and Audit Plan Report
Updated Guide:
SOX Training Guide: Remediation Efforts and Needs
Updated Questionnaire:
Expenditure Process Controls Questionnaire
Updated Questionnaire:
Fixed Assets Process Controls Questionnaire
Updated Questionnaire:
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
Updated Questionnaire:
Disclosure Controls Questionnaire
Updated Questionnaire:
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
Article:
Making RPA Sustainable
Audit Analytics Article:
Pros and Cons of Using Non-GAAP Metrics for Executive Compensation, Including ESG Considerations
Hot Issue Article:
ESG Reporting Is Now a Competitive Differentiator for Technology Firms
Hot Issue Article:
Your Firm Is Growing: Condolences About That Chaos in Finance
Hot Issue Article:
Ignoring Naysayers, Blockchain Forges Ahead in Bid to Restore Trust, in Business and Government
KnowledgeLeader Blog Post:
What You Need to Know About Robotic Process Automation
Featured Link:
ABBYY Announces Its Agreement to Acquire TimelinePI to Deliver Digital Intelligence for Enterprise Processes
Featured Link:
Why Tone Is So Important for Internal Auditors
Week of June 17, 2019
Model:
Vendor Management Capability Maturity Model (CMM)
Updated Work Program:
Fixed Asset Accounting Review Audit Work Program
Updated Audit Report:
Corporate Treasury Review Audit Report
Updated Questionnaire:
Financial Close Process Questionnaire: Generate Financial Statements and Disclosures
Updated Questionnaire:
Entity-Level Control Environment Questionnaire
Updated Questionnaire:
IT Capacity and Scalability Risk Questionnaire
Updated Questionnaire:
Enterprise Risk Assessment Process Questionnaire
Updated Request for Proposal:
Request for Proposal: Establishing an Internal Audit Function
Article:
Managing Risk in an Agile Organization
Hot Issue Article:
Top Risks 2019: Anxiety Grows Over ‘‘Born Digital’’ Competitors
Hot Issue Article:
Pursuing Next-Gen Business Opportunities With Better Data Governance
Hot Issue Article:
Cyber Risk Assessment: Moving Past the ‘‘Heat Map Trap’’
Featured Link:
@ISACA Volume 11
Featured Link:
Internal Auditors’ Response to Disruptive Innovation
KnowledgeLeader Blog Post:
How to Evaluate Your Corporate Culture
Week of June 10, 2019
Newsletter:
The Future Auditor Goes Digital
Model:
Financial Close Process Capability Maturity Model (CMM)
Updated Audit Report:
Financial Transformation Report: Lean Consolidation
Updated Questionnaire:
Financial Close Process Questionnaire: Analyze Financial Results
Updated Questionnaire:
IT Selection and Integration Risk Questionnaire
Updated Questionnaire:
PMO Assessment Questionnaire
Hot Issue Article:
Private Companies: Avoid Revenue Reckoning — Tackle Revenue Recognition Now
Hot Issue Article:
A Clear and Broad View of Digital Transformation Can Create Long-Term Value for Manufacturing Firms
Hot Issue Article:
Despite Slow Adoption, Companies Are Putting Artificial Intelligence on Fast Track, Protiviti Survey Finds
Audit Analytics Article:
ICFR Weakness as a Risk Factor — Similarities in Companies With Ineffective Controls
Featured Link:
How Microsoft Uses Process Mining to Accelerate Digital Transformation
Featured Link:
PCAOB Posts Staff Guidance: A Deeper Dive on the Communication of CAMs
KnowledgeLeader Blog Post:
Top 10 Pages: May 2019
Week of June 3, 2019
Newsletter:
Getting More from Internal Audit in the Digital Age
Benchmarking Tool:
Payroll and HR Leading Practices
Model:
Financial Reporting Capability Maturity Model (CMM)
Audit Report:
Audit Committee Quarterly Update Report
Updated Audit Report:
Payroll and Human Resources Review Audit Report
Updated Questionnaire:
Financial Close Process Questionnaire: Upload Data From the General Ledger to the Consolidations System
Updated Questionnaire:
Sales Planning and Forecasting Process Appraisal Questionnaire
Updated Questionnaire:
Data Governance Questionnaire
Audit Analytics Article:
Could SEC Charges Have Been Predicted for GT Advanced Technologies?
Hot Issue Article:
Proactive ESG Reporting Could Give Energy and Utilities Firms a Competitive Advantage
Hot Issue Article:
Insurance Accounting Changes Are Coming Globally, and a Coordinated Approach Is Best
Hot Issue Article:
Chief Risk Officers on the 2019 Risk Landscape: Keep Calm, Carry On
KnowledgeLeader Blog Post:
How to Develop an Effective Code of Conduct
Featured Link:
@ISACA Volume 10
Featured Link:
Did the "Watchdog" Bark Too Much in Glendale, Ariz.?
Week of May 27, 2019
Benchmarking Tool:
Incentive Compensation Leading Practices
Model:
Fixed Asset Management Capability Maturity Model (CMM)
Updated Audit Report:
Contract Terms and Conditions Audit Report
Updated Work Program:
Order Entry/Customer Service Audit Work Program
Updated Questionnaire:
Entity-Level Controls Risk Assessment Questionnaire
Updated Questionnaire:
Internal Audit Qualitative Diagnostic Questionnaire
Updated Questionnaire:
Entity-Level Controls Information and Communication Questionnaire
Updated Questionnaire:
Sarbanes-Oxley Section 302 Diagnostic Survey
Updated Questionnaire:
PMO Change Control Form
Regulatory Update:
PCAOB Issues Staff Preview of 2018 Inspection Observations
Audit Analytics Article:
Slow Adoption Progress of ASC 842 – Leases
Hot Issue Article:
Finance Transformation: Change Management and Overcoming Resistance
Hot Issue Article:
From Spreadsheet-Driven Madness to Reporting That Excels
Hot Issue Article:
Planning to Go Public in 2019? How to Get and Stay IPO-Ready Through the Government Shutdowns and Other Market Conditions
KnowledgeLeader Blog Post:
What is the Internet of Things?
Featured Link:
Understanding and Implementing a Culture of Cybersecurity
Featured Link:
To Be Good Leaders, Internal Auditors Must Also Follow
Week of May 20, 2019
Benchmarking Tool:
Purchase-to-Payment Leading Practices
Model:
Inventory Management Capability Maturity Model (CMM)
Memo:
IT Change Management Review Memo
Updated Request for Proposal:
Request for Qualifications: IT Professional Services Qualified Vendor List
Updated Benchmarking Tool:
Manage Capital Planning Key Performance Indicators (KPIs)
Updated Questionnaire:
Inventory Management Appraisal Questionnaire
Updated Guide:
Candidate Evaluation Guide
Updated Guide:
IPO Organizational Meeting Guide
Audit Analytics Article:
Credential Stuffing at Chipotle Mexican Grill Inc.
Hot Issue Article:
Emerging Technology Companies: Create Your Game Plan Now for Going Public
Hot Issue Article:
Leveraging Technology to Ensure Sustainability of Privacy
Hot Issue Article:
Getting Operational Resilience Right
Featured Link:
The Importance of Cyberresiliency
Featured Link:
Internal Audit Awareness Month: More Than Just Talking the Talk
Week of May 13, 2019
Featured Event:
CPE Webinar: Taking RPA to the Next Level
Model:
IT General Controls Capability Maturity Model (CMM)
Memo:
IT Governance Diagnostic Memo
Updated Audit Report:
Program Management Office Initiative Report
Updated Audit Report:
Internal Audit Qualitative Diagnostic Report
Updated Questionnaire:
Preliminary Controls Assessment Questionnaire: Fixed Assets
Updated Questionnaire:
Entity-Level Controls Monitoring Questionnaire
Updated Questionnaire:
Inventory Management Questionnaire
Booklet:
FAQ: Understanding the General Data Protection Regulation
Podcast:
2019 RPA Survey Podcast
Hot Issue Article:
Armed with Artificial Intelligence, Hackers and the Guardians of IT Square Off on a New Digital Battleground
Hot Issue Article:
Back Off, Inefficiencies: Conquering Chaos in the Back Office Is Closer Than You Think
Hot Issue Article:
Legacy Core Systems Outlook: Advancing Technologies Are Hastening the Necessity to Modernize
Featured Link:
@ISACA Volume 9
Featured Link:
New DOJ Guidance Confronts "Effectiveness" of Compliance Programs
Week of May 6, 2019
Benchmarking Report:
2019 Global RPA Survey - Running Hard to Stay in Place
Memo:
System Conversion Review Memo
Updated Audit Report:
ISO 27001 Information Security Assessment Report
Updated Checklist:
Employee Termination Checklist
Updated Questionnaire:
Segregation of Duties Questionnaire: Accounts Receivable
Updated Questionnaire:
Segregation of Duties Questionnaire: Financial Controls
Updated Questionnaire:
Segregation of Duties: Controls for Significant Accounting Applications
Updated Request for Proposal:
Request for Proposal: Internal Audit Co-Sourcing/Outsourcing (Sample 3)
Hot Issue Article:
Enhancing Security Strategy for Cloud-Based Technology
Hot Issue Article:
U.S. Bank Regulators Encourage Innovation in the Fight Against Financial Crime
Hot Issue Article:
Digital Readiness, Talent Retention Top Executive Concerns in 2019, Survey Reveals
Featured Event:
Upcoming CPE Webinar: Taking RPA to the Next Level
KnowledgeLeader Blog Post:
Second Line of Defense: What Needs to Be Present
Featured Link:
How to Get Your Employees to Care About Cybersecurity
Featured Link:
FASB Makes Minor Adjustments to Financial Instruments Rules
Week of April 29, 2019
Newsletter:
Sustainability Reporting: Time to Get Serious? - The Bulletin, Volume 7, Issue 2
Model:
Store Audit Capability Maturity Model (CMM)
Process Flow:
Employee Selection Process Flow
Updated Audit Report:
Sarbanes-Oxley Year-End Audit Committee Report
Updated Checklist:
Employee New Hire Checklist
Updated Checklist:
IT Employee Termination Checklist
Updated Questionnaire:
Segregation of Duties Questionnaire: Financial Reporting
Benchmarking Report:
2019 Vendor Risk Management Benchmark Survey - Running Hard to Stay in Place
Hot Issue Article:
A Guiding Principle for a Smooth Transition: Get Smart While Getting Things Done!
Hot Issue Article:
Next-Generation Internal Auditing: Addressing Risk in the Midst of Rapid Change
Hot Issue Article:
The Responsible Tech Firm Series Part 4: Corporate Social Responsibility
Featured Link:
@ISACA Volume 8
Featured Link:
The Fallacy of Follow–Up Audits
Week of April 22, 2019
Model:
Merchandise Procurement Capability Maturity Model (CMM)
Updated Audit Report:
Corporate Treasury Review Audit Report: Sample 2
Updated Guide:
Risk Assessment Workshop Guide
Updated Checklist:
Employee Expense Reimbursement Process Review Checklist
Updated Questionnaire:
Global Compliance Questionnaire
Updated Questionnaire:
Accounts Receivable, Credit and Collections Questionnaire
Updated Questionnaire:
Site Audit Questionnaire
Newsletter:
Sustainability Reporting: Why Boards Should Care
Hot Issue Article:
Why Organizations Should Consider a Cybersecurity Program Office
Hot Issue Article:
Hamstrung by Technology: What Organizations Can Do Now to Address Technical Debt
Article:
CECL Financial Statement Disclosures — What’s Changing?
KnowledgeLeader Blog Post:
KnowledgeLeader's Top 10: Q1 2019
Featured Link:
Internal Audit's Technology Challenge Is No Easy Road
Featured Link:
COBIT 2019 Hot Off the Press
Week of April 15, 2019
RCM:
Select and Manage Suppliers RCM
Model:
Regulatory Compliance Capability Maturity Model (CMM)
Updated Audit Report:
Foreign Subsidiary Review Audit Report
Updated Questionnaire:
Business Ethics Questionnaire
Updated Questionnaire:
Corporate Governance Compliance Questionnaire
Updated Questionnaire:
Business Control Deficiency Decision Process Questionnaire
Article:
Cybersecurity in the Technology Industry
Audit Analytics Article:
Overview of European Key Audit Matter (KAM) Disclosures
Hot Issue Article:
Could Your RPA Implementation Team Be on Board Already?
Hot Issue Article:
Pecans in Peril: A Supply Chain Lesson From Hurricane Michael
Hot Issue Article:
Ready for RPA? Five Implementation Risks to Keep in Mind
KnowledgeLeader Blog Post:
The Most Popular Blog Post of Q1 2019!
Featured Link:
@ISACA Volume 7
Featured Link:
Facebook Data Exposure Offers Critical Lesson for Internal Auditors
Week of April 8, 2019
Model:
Revenue Assurance: Invoice Deduction Process Capability Maturity Model (CMM)
Updated Audit Report:
Risk Assessment Results Audit Committee Report
Updated Questionnaire:
Anti-Fraud Program Evaluation Questionnaire
Updated Checklist:
Ethics Audit Checklist
Updated Questionnaire:
Corruption Risk Management Questionnaire
Audit Analytics Article:
Trends in Cybersecurity Breach Disclosures
Hot Issue Article:
Recognizing the People Element in Data Security Implementations
Hot Issue Article:
Highlighting Recent Cyber-Related Financial Losses, the SEC Urges Public Companies to Revisit Internal Accounting Controls
Hot Issue Article:
Finance Trends: RPA Paves the Way for Process Improvement
KnowledgeLeader Blog Post:
What You Need to Know About Compliance of GDPR
Featured Link:
The Admissions Scandal: A Job for Internal Audit
Featured Link:
Lease Accounting: A Private Company Perspective
Week of April 1, 2019
Regulatory Update:
PCAOB Issues Outlook to Audit Committees for 2019 Staff Inspections
RCM:
Manual Journal Entries RCM
Updated Audit Report:
Sales Compensation Process Audit Report
Updated Checklist:
Process Integration Checklist
Updated Questionnaire:
Account Reconciliation Questionnaire
Updated Request for Proposal:
Request for Proposal: Sarbanes-Oxley Compliance
Newsletter:
Sharpening the Focus on Cybersecurity – Board Perspectives: Risk Oversight, Issue 113
Hot Issue Article:
Quantifying Cyber Risk: Takeaways From FAIRCON18
Hot Issue Article:
Building Bot Boundaries: RPA Controls in SOX Systems
Hot Issue Article:
Trends in Tech: What Emerging Technology Firms Must Keep an Eye On
KnowledgeLeader Blog Post:
Exploring the Big Picture of IT Risk Assessment
Featured Link:
@ISACA Volume 6
Featured Link:
The IIA Releases New Practice Guide on Assessing the Risk Management Process
Week of March 25, 2019
Featured Event:
Protiviti CPE Webinar: 2019 Internal Audit Capabilities and Needs Survey
RCM:
Manage Inventories RCM
Model:
Finance Process Capability Maturity Model (CMM)
Updated Request for Proposal:
Request for Proposal: Systems Audit Work
Updated Work Program:
Employee Benefits Audit Work Program
Updated Work Program:
Foreign Corrupt Practices Act (FCPA) Audit Work Program
Updated Work Program:
Facilities Management Audit Work Program
Newsletter:
Making Management Risk Committees Effective – Board Perspectives: Risk Oversight, Issue 112
Podcast:
The Responsible Technology Firm of the Future: Corporate Social Responsibility Podcast
Hot Issue Article:
Cloud Solutions in Healthcare Should Not Be Shunned, and Here’s Why
Hot Issue Article:
The Responsible Tech Firm Series, Part 3: Preparing for the Regulatory Wave
KnowledgeLeader Blog Post:
The Most Popular Blog Post of 2018!
Featured Link:
PCAOB Staff Provides Insight on Critical Audit Matters
Featured Link:
Chief Audit Execs: Internal Audit Can Do Better
Week of March 18, 2019
Benchmarking Report:
2019 Internal Audit Capabilities and Needs Survey
Model:
Employee Labor/Management Relations Capability Maturity Model (CMM)
Process Flow:
HR Compliance Process Flow
Updated Checklist:
Accounts Payable System Functional Requirements Checklist
Updated Work Program:
Fraud Prevention Process: Debit and Credit Card Transactions Audit Work Program
Updated Work Program:
Pricing and Discounts Audit Work Program
Updated Work Program:
Other Liabilities Audit Work Program
Updated Request for Proposal:
Request for Proposal: Assess Internal Audit Coverage of Banking Subsidiaries
Hot Issue Article:
Transforming AML Compliance With Technology
Hot Issue Article:
Success Factor: The People Side of Digital Transformation
KnowledgeLeader Blog Post:
How to Use the 5 Best Practices of Inventory Management
Featured Link:
@ISACA Volume 5
Featured Link:
New FASB Standard Clarifies Lease Accounting Issues
Week of March 11, 2019
New RCM:
Purchase Materials and Supplies: Purchase Orders RCM
Model:
Equal Employment Opportunity Capability Maturity Model (CMM)
Updated Audit Report:
Incentive Compensation Process Audit Report
Updated Checklist:
International Human Resources Audit Checklist
Updated Questionnaire:
Accounts Payable Outsourcing Vendor Selection Questionnaire
Updated Request for Proposal:
Request for Proposal: Internal Audit Services Establishing an Audit Function
Podcast:
The Responsible Technology Firm of the Future: Corporate Governance and Regulatory Compliance Podcast
Audit Analytics Article:
SEC Enforcement Targets Ineffective Controls — Who Else Is at Risk?
Hot Issue Article:
The Responsible Tech Firm Series Part 2: Can You Hear the Regulatory Wake Up Call?
Hot Issue Article:
Creating Business Value Through Effective Third-Party Risk Management Auditing
Hot Issue Article:
Deploying Robots Upstream: How to Evaluate the Opportunities and Make the Business Case
KnowledgeLeader Blog Post:
Top 10 Pages: February 2019
Featured Link:
The IIA Releases New Implementation Guidance for Code of Ethics
Featured Link:
Challenges on Cybersecurity Landscape Demand Strong Leadership
Week of March 4, 2019
RCM:
Process Accounts Receivable and Collections RCM
Model:
Application Performance Management Capability Maturity Model (CMM)
Updated Questionnaire:
Recruitment Process Interview Questionnaire
Updated Questionnaire:
Accounts Payable Internal Controls Questionnaire
Updated Request for Proposal:
Request for Proposal: Internal Audit Department Quality Assessment Review
Benchmarking Report:
Executive Perspectives on Top Risks in 2019: Healthcare Industry Group Results
Audit Analytics Article:
Long-Term Capital Market Consequences of Financial Restatements
Hot Issue Article:
Top Risks 2019: CFOs Focus on People and Technology
Hot Issue Article:
GDPR: Dealing With the Mandatory 72-Hour Breach Notification Requirement
Hot Issue Article:
Aggressive M&A in the Oil Patch — Avoid a Dry Hole With a Playbook
KnowledgeLeader Blog Post:
Improving the Close-the-Books Process
Featured Link:
Next-Gen RPA Bots Automating Job Roles, Not Just Tasks
Featured Link:
Robotic Process Automation Aims to Shake up Various Industries
Week of February 25, 2019
Featured Event:
Upcoming Webinar: Competing in the Cognitive Age
Benchmarking Report:
2018 Global AI and ML Survey
Methodologies and Models:
Capital Project Management Capability Maturity Model (CMM)
Updated Audit Report:
Disbursements Review Audit Report
Updated Audit Report:
Sarbanes-Oxley Project Update Audit Report
Updated Checklist:
Acquisition Closing Checklist
Updated Questionnaire:
Accounts Receivable Internal Control Questionnaire
Updated Request for Proposal:
Request for Proposal: Financial Institution Quality Assessment Review
Hot Issue Article:
2018 Finance Trends: Security, Privacy and Governance of Finance Data Are Top Concerns, for Good Reason
Hot Issue Article:
GDPR: Here’s What’s Happened So Far
Hot Issue Article:
Setting the 2019 Audit Committee Agenda: A Closer Look
Featured Link:
Finding Value in Revenue Recognition Implementation
Featured Link:
5G and AI: A Potentially Potent Combination
KnowledgeLeader Blog Post:
What Is Intellectual Property and What Are the Risks?
Week of February 18, 2019
Methodologies and Models:
Community Relations Capability Maturity Model (CMM)
Updated RCM:
Purchase Materials and Supplies RCM
Updated Questionnaire:
Accounts Payable Activity Questionnaire
Updated Request for Proposal:
External Quality Assessment Review Request for Proposal
Benchmarking Report:
Executive Perspectives on Top Risks in 2019: Manufacturing and Distribution Industry Group Results
Audit Analytics Article:
Shutdown Slows Comment Letters, IPOs
Hot Issue Article:
GDPR and How It Affects Third-Party/Vendor Handling of Personal and Employee Data
Hot Issue Article:
Poor Culture and Fraud Risk Mismanagement: Survey Hints That the Connection Isn’t Widely Understood
Hot Issue Article:
Protiviti Survey Measures SOX Automation, Costs, Hours and More
Hot Issue Article:
Preparing for the Acquisition Your CEO Hasn’t Announced Yet: Three Actions to Take Now
KnowledgeLeader Blog Post:
Audit Committee: How to Develop a Strong Self-Assessment Process
Featured Link:
@ISACA Volume 3
Featured Link:
Wells Fargo Further Empowers Internal Audit
Week of February 11, 2019
New RCM:
Support End Users RCM
Methodologies and Models:
Contractor Procurement Capability Maturity Model (CMM)
Updated Audit Report:
Import Compliance Audit Report
Updated Questionnaire:
Month-End Walkthrough Questionnaire
Updated Questionnaire:
Preliminary Controls Assessment Questionnaire: Accounts Payable
Updated Guide:
Financial Statement Risk Assessment Guide
Updated Request for Proposal:
Request for Proposal: Internal Audit and Sarbanes-Oxley Compliance
Benchmarking Report:
Executive Perspectives on Top Risks in 2019: Technology, Media and Telecommunications Industry Group Results
Hot Issue Article:
Can Machine Learning Improve Consumer Lending? We Think So
Hot Issue Article:
Knowledge Is Power: What Higher Education Institutions Must Know About GDPR Compliance Risk
Hot Issue Article:
Managed Services Can Help Emerging Tech Firms Scale for Growth and Maintain Momentum
Featured Link:
Governance Professionals Look to 2019
Featured Link:
Robotic Process Automation Just Got "Intelligent" Thanks to Machine Learning
Week of February 4, 2019
Methodologies and Models:
Expenditure Capability Maturity Model (CMM)
Updated Audit Report:
Sales Order Cycle Review Audit Report
Updated Questionnaire:
Preliminary Controls Assessment Questionnaire: Billing, Accounts Receivable, Credit and Collections
Updated Request for Proposal:
Request for Proposal: Internal Audit Co-Sourcing/Outsourcing: Sample 2
Audit Analytics Article:
An Overview of Accounting and Auditing Enforcement Releases (1999-2018)
Hot Issue Article:
Applying RegTech to KYC Activities, Including Periodic Reviews: A Brief Overview of Possibilities
Hot Issue Article:
Tech Firms Helped Shape the New Labor Model – But They Need to Keep Evolving Themselves
Hot Issue Article:
How Is GDPR Enforced? Who Resolves Disputes? This Detailed Podcast Offers Answers
KnowledgeLeader Blog Post:
Audit Committee: How to Develop a Strong Self-Assessment Process
Featured Link:
@ISACA Volume 2
Featured Link:
The Challenges to Internal Audit in a Zettabyte World
Week of January 28, 2019
Methodologies and Models:
Change Management Capability Maturity Model (CMM)
Updated Audit Report:
Distributor Sales Review Audit Report
Updated Request for Proposal:
Request for Proposal: Internal Audit Co-Sourcing/Outsourcing
Newsletter:
The Top Risks for 2019 – Board Perspectives: Risk Oversight, Issue 111
Hot Issue Article:
GDPR: Legitimate Interest vs. Consent
Hot Issue Article:
Blueprint for Change: Digital Architecture Consideration
Hot Issue Article:
The Financial Crisis of 2008 – May We Never Forget the Lessons Learned
Podcast:
The Responsible Technology Firm of the Future: A Rapidly Changing and Unpredictable Landscape for Technology Companies -- Podcast
KnowledgeLeader Blog Post:
Popular This Week: Treasury Risk Management Capability Maturity Model (CMM) and more!
Featured Link:
@ISACA Volume 1
Featured Link:
10 Financial Planning Tips From the AICPA to Start 2019 off Right