This tool features questions to consider for documenting Sarbanes-Oxley (SOX) testing procedures, results and recommendations.
Sample questions include: What is being tested? What is the population? How many items were tested? How were items were chosen? It also includes details such as the process name, control activity, control number, control type, control objective, control frequency, walk-through documentation, operating effectiveness test steps, description of validation performed, validation results/findings, compliance with the practice, management response, and recommendations.