Request for Proposal: Sarbanes-Oxley Compliance

This tool contains three sample requests for proposals (RFPs) that can be used by organizations seeking a qualified service provider to implement Sarbanes-Oxley compliance services. Sample steps include describing your experience working with newly formed internal audit functions and providing an overview of the leadership team that will oversee the project engagement.

This document can be used as a general guide to understand the structure and strategy for an RFP for SOX compliance services. Organizations should continuously update and monitor the processes included in this document to ensure that it reflects business operations.