Risk & Control Matrices (RCMs) Available on KnowledgeLeader

This page contains an updated, alphabetized list of the sample risk and control matrices (RCMs) that are available on KnowledgeLeader. These RCMs are provided in downloadable versions, so they can be customized for use in your organization.

A B C D F G I M P S W

A

Accounts Payable RCM
This document outlines risks and controls common to the "accounts payable" process in a risk control matrix (RCM) format.

Application Control Review RCM
This document outlines risks and controls common to the application control review process in a risk and control matrix (RCM) format.


B

Business Continuity Management RCM
This document outlines risks and controls common to the "business continuity management" process in a risk control matrix (RCM) format.


C

Consolidation RCM
This document outlines risks and controls common to the consolidation process in a risk control matrix (RCM) format.


D

Define IT Strategy and Organization RCM
This document outlines risks and controls common to the “define IT strategy and organization” process in a risk control matrix (RCM) format.

Deploy and Maintain Solutions RCM
This document outlines risks and controls common to the "deploy and maintain solutions" process in a risk control matrix (RCM) format.

Develop Budgets RCM
This document outlines risks and controls common to the "develop budgets" process in a risk control matrix (RCM) format.

Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.

Drafting and Reporting Financial Statements RCM
This document outlines risks and controls common to the drafting and reporting financial statements process in a risk control matrix (RCM) format.


F

Foreign Exchange RCM
This document outlines risks and controls common to the foreign exchange process in a risk control matrix (RCM) format.


G

General Ledger Accounting—Close the Books RCM
This document outlines risks and controls common to the “general ledger accounting—close the books” process in a risk control matrix (RCM) format.


I

Internal Financial and Management Information RCM
This document outlines risks and controls common to the internal financial and management information process.

Invoice the Customer RCM
This document outlines risks and controls common to the invoice the customer process in a risk control matrix (RCM) format..


M

Manage and Administer Benefits: Adoption Assistance RCM
This document outlines risks and controls common to the adoption assistance component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: Child Care RCM
This document outlines risks and controls common to the child care component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: COBRA RCM
This document outlines risks and controls common to the manage and administer benefits process when administering COBRA in a risk control matrix (RCM) format.

Manage and Administer Benefits: Elder Care RCM
This document outlines risks and controls common to the elder care component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: Flexible Benefits RCM
This document outlines risks and controls common to the flexible benefits component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: Healthcare Dependents RCM
This document outlines risks and controls common to the healthcare dependents component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: Health Insurance Broker/Agent RCM
This document outlines risks and controls common to the health insurance broker/agent component of the “manage and administer benefits” process in a risk control matrix (RCM) format.

Manage and Administer Benefits: Healthcare Reimbursement Accounts RCM
This document outlines risks and controls common to the ‘‘manage healthcare reimbursements accounts process’’ in a risk control matrix (RCM) format.

Manage Billing/Account Adjustments RCM
This document outlines risks and controls common to the manage billing/account adjustments process in a risk control matrix (RCM) format.

Manage Cash Flow/Treasury RCM
This document outlines risks and controls common to the "manage cash flow/treasury" process in an RCM format.

Manage Delivery Process RCM
This document outlines risks and controls common to the "manage delivery" process in a risk control matrix (RCM) format.

Manage IT Assets RCM
This document outlines risks and controls common to the "manage IT assets" process in an RCM format.

Manage Labor-Management Relationships RCM
This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format.

Manage Security and Privacy RCM
This document outlines risks and controls common to the "manage security and privacy" process in a risk control matrix (RCM) format.

Manage Service RCM
This document outlines risks and controls common to the "manage service" process in a risk and control matrix (RCM) format.

Manage Service Contracts RCM
This document outlines risks and controls common to the “manage service contracts” process in a risk control matrix (RCM) format.

Manage Systems Development Lifecycle (SDLC) RCM
This document outlines risks and controls common to the “manage systems development lifecycle (SDLC)” process in a risk control matrix (RCM) format.

Manage Travel and Entertainment Expenses RCM
This document outlines risks and controls common to the "manage travel and entertainment expenses" process in a risk control matrix (RCM) format.

Managed Fixed Assets: Asset Acquisition RCM
This document outlines risks and controls common to the asset acquisition component of the “managed fixed assets” process in a risk control matrix (RCM) format.

Managed Fixed Assets: Maintenance RCM
This document outlines risks and controls common to the asset acquisition component of the “maintenance” process in a risk control matrix (RCM) format.


P

Payroll and Benefits: Employee Bonus RCM
This document outlines risks and controls common to the employee bonus component of the payroll and benefits process in a risk control matrix (RCM) format.

Payroll and Benefits RCM
This document outlines risks and controls common to the payroll and benefits process in a risk control matrix (RCM) format.

Purchase Materials and Supplies: P-Card Purchases RCM
This document outlines risks and controls common to the p-card purchases component of the “purchase materials and supplies” process in a risk control matrix (RCM) format.


S

Short-Term Investments Borrowing RCM
This document outlines risks and controls common to the short-term investments and borrowing process.


W

Warehouse or Store Products RCM
This document outlines risks and controls common to the "warehouse or store product" process in an RCM format.