The following 107 items are listed by Content Data.
Policies & Procedures
IT Contingency Planning Policy
The purpose of this policy is to ensure that information system resources and business processes are protected against s...
Subscriber Content
Checklists & Questionnaires
Control Self-Assessment Questionnaire
The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
Subscriber Content
Checklists & Questionnaires
Corporate Governance Compliance Questionnaire
The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
Subscriber Content
Checklists & Questionnaires
Site Planning and Review Checklist
This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Benchmarking Tools
Agile Audit Leading Practices
The agile methodologies and leading practices included in this tool can be used to measure and enhance your organization...
Subscriber Content
Articles
CFPB Ready for Heightened Enforcement
How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content
Articles
The Three C’s of a Quality Cloud Audit
This article outlines Protiviti's comprehensive cloud audit approach, which is based on leading practices and frameworks...
Subscriber Content
Job Descriptions
Sarbanes-Oxley (SOX) Coordinator Job Description
This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content
Articles
SOX Compliance Under COVID-19: The Show Must Go On (Part 2)
Part two of this two-part discussion addresses some of the questions asked during Protiviti’s recent webinar on maintain...
Subscriber Content
Articles
Adjusting Internal Audit Priorities in Healthcare Organizations
This white paper covers three areas of focus, two related to the healthcare industry-specific results from the 2020 Next...
Subscriber Content
Audit Reports
Sarbanes-Oxley Section 404 Status Report
This document includes two sample reports that can be used to communicate the results of a Sarbanes-Oxley Section 404 re...
Subscriber Content
Audit Reports
Risk Assessment Audit Report
Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational ri...
Subscriber Content