The following 220 items are listed by Content Data.
Policies & Procedures
Corporate Governance Policy: Relationship With Internal Auditors
This sample policy establishes reporting relationships for the internal auditors of a company.
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Audit Programs
IT Physical Security Audit Work Program
This work program sample can be used to perform an audit of the physical security of your IT facilities.
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Audit Programs
Service-Level Controls Audit Work Program
This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...
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Audit Programs
Spreadsheet Audit Work Program
Use the general best-practice steps included in this document to perform an effective spreadsheet audit.
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Audit Programs
Credit Limits Audit Work Program
In this work program sample, we provide general best-practice steps for the credit limits audit process.
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Policies & Procedures
Baseline Report Testing Policy
The purpose of this policy is to document which reports are designated as key financial reports and determine whether th...
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Audit Programs
Accounting Reconciliation Audit Work Program
Use this work program sample to ensure that discrepancies are reconciled and accounting reconciliations are performed ac...
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Audit Reports
Annual Internal Audit Plan Report
Download this internal audit sample report for effective planning and risk assessment, covering core audits, hot spots, ...
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Articles
Audit and Non-Audit Fees of the S&P 500
Audit Analytics looks at audit and non-audit fees for the S&P 500 across its different industries.
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Methodologies & Models
Internal Audit Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s internal audit function and to a...
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Internal Audit CPE Courses
The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)
In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Articles
Twenty-Year Review of Audit & Non-Audit Fee Trends Report
Audit Analytics examines trends in audit and non-audit fees disclosed by SEC-registered companies between 2002 and 2021.
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