The following 512 items are listed by Content Data.
Audit Programs
Social Responsibilities Programs Audit Work Program
This audit program helps internal audit functions identify social responsibility issues that an organization may not be ...
Subscriber Content
Audit Programs
Software Licensure Compliance Audit Work Program
This sample compliance work program can be modified for scope considerations that will depend on the extent of the softw...
Subscriber Content
Audit Programs
Contract Review Audit Work Program
The objectives of this work program are to assess whether contracts are executed in accordance with agreed upon terms an...
Subscriber Content
Policies & Procedures
Sales and Use-Tax Policy
This policy establishes the responsibilities, controls, authorizations and procedures for sales and use-taxes for all co...
Subscriber Content
Process Flows
Stock Options Process Flow
This document can be used as a general guide to understand and review the stock options process.
Subscriber Content
Audit Programs
Drug-Free Workplace and Workforce Audit Work Program
The purpose of this work program is to provide the general steps used to perform a drug-free workplace and workforce aud...
Subscriber Content
Protiviti Booklets
Enhanced Prudential Regulations for Foreign Banks (Regulation YY)
In this booklet, we will answer frequently asked questions to help head office and U.S. management of foreign banking or...
Subscriber Content
Protiviti Booklets
Guide to Mergers and Acquisitions
In this booklet, we provide a starting point for answering the core questions identified in M&A deals – from due dil...
Subscriber Content
Newsletters
Setting the 2014 Audit Committee Agenda
This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Newsletters
Updated COSO Internal Control Framework: Frequently Asked Questions
Get answers to FAQs on the design and evaluation of the COSO cube. Discover the impact of the updated COSO Internal Cont...
Subscriber Content
Newsletters
Fine-Tuning Your Corruption Risk Management
Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Policies & Procedures
ISO 9000 Certification Policy
The following sample provides an outline of the policies and procedures that an organization must undertake in order to ...
Subscriber Content