Governance Risk & Compliance

The following 123 items are listed by Content Data.
Policies & Procedures

Trading and Commodity Risk Management Policy

This risk policy addresses the components of an effective commodity risk infrastructure.
Subscriber Content
Fri, Nov 3, 2017
Newsletters

Time to Take a Fresh Look at ERM

This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
Subscriber Content
Mon, Oct 9, 2017
Checklists & Questionnaires

IT Risk Assessment Questionnaire

This tool includes risk assessment questions for both IT management and executive IT management.
Subscriber Content
Mon, Sep 4, 2017
Policies & Procedures

Sustainability Policy

This sample policy helps to ensure that principles of sustainability are incorporated into actions carried out by the co...
Subscriber Content
Mon, Sep 4, 2017
Methodologies & Models

Protiviti Risk Model

The Protiviti Risk Model is a comprehensive organizing framework for defining and understanding potential business risks...
Subscriber Content
Mon, Jul 31, 2017
Methodologies & Models

Process Classification Scheme (PCS)

The Process Classification Scheme (PCS) is a framework used by Protiviti that can be utilized to organize information ab...
Subscriber Content
Mon, May 29, 2017
Benchmarking Tools

External Access Risk Key Performance Indicators (KPIs)

This tool outlines the business risks associated with inappropriate access to systems, data or information and suggests ...
Subscriber Content
Mon, May 22, 2017
Newsletters

Positioning Independent Risk Management to Succeed

This issue of Board Perspectives discusses six factors for positioning the CRO (and independent risk management) to succ...
Subscriber Content
Mon, Nov 28, 2016
Memos

Sarbanes-Oxley Act Project Approach Memo

The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance...
Subscriber Content
Mon, May 2, 2016
Newsletters

Ten Principles for Risk Oversight Revisited

While risk oversight has always been an important part of the board’s agenda, the disruptive financial crisis taught eve...
Subscriber Content
Mon, Jan 11, 2016
Audit Programs

Physician Credentialing Audit Work Program

The audit objective of this review is to analyze and evaluate the current hospital credentialing process and identify th...
Subscriber Content
Mon, Nov 9, 2015
Process Flows

P-Card Design Process Flow

This process flow focuses on the procedures associated with the use, maintenance and changes related to p-cards.
Subscriber Content
Mon, Aug 3, 2015