The following 572 items are listed by Content Data.
Policies & Procedures
IT Automated Controls Policy
Define your company’s internal control testing processes and the testing frequency of its automated controls.
Audit Programs
PCI Review Audit Work Program
This audit program can be used by organizations to process PINs, create cryptographic keys and administer secure keys.
Articles
Sanctions: Not Just a Financial Institution Issue
Explore how modern sanctions impact diverse industries beyond banking, necessitating robust compliance strategies for co...
Guides
Audit Test Type Guide
This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an ...
Policies & Procedures
Company Holiday Policy (United States)
Use our Company Holiday Policy (United States) to establish guidelines and procedures to follow when defining employee e...
Policies & Procedures
Internal Audit Independence Code of Ethics Policy
Utilize the procedures and standards in this policy to apply and uphold relevant rules of conduct.
Guides
Risk Management Decision Process Guide
Auditors can use the risk assessment results in this guide to better understand the risk management decision-making proc...
Guides
Sarbanes-Oxley Auditor Walk-Through Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sar...
Audit Reports
Internal Audit Risk Assessment Audit Committee Report
Use the three sample audit reports included in this tool to summarize the results of your internal audit risk assessment...
Policies & Procedures
Investments Policy
Organizations can use this policy to set forth the appropriate guidelines for investing the surplus cash of the company.
Audit Reports
Segregation of Duties Review Report
Use the project overview, remediation road map and rollout plans included in this audit report sample to enhance your se...
Guides
Self-Assessment Sample Session Guide
This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.