Investments & Foreign Exchange

This tool contains business risks and questions organizations should address when handling their financial instruments.

This tool discusses the meaning of settlement risk, outlines business risks related to settlement, and shares performanc...

This tool outlines leading practices and questions that can be used by organizations to develop and manage shareholder c...

Audit Analytics explores the differences between an unqualified opinion and a modified opinion, noting which ones should...

Audit Analytics examines environmental, social and governance disclosures of amended regulations regarding human capital...

This article recaps the U.S. Department of Labor’s recent Information Letter and outlines key risks private equity firms...

This sample program includes steps that can be used to audit an organization’s investments department.

This sample audit program includes steps that can be used to perform a treasury area audit for a hotel or hospitality pr...

This tool contains two sample policies that detail the acquisitions/new business developments process for an organizatio...

This audit program sample includes steps that can be used to audit an organization’s investments process.

This sample audit program provides general steps an organization can use when performing a foreign exchange audit.

This sample audit report outlines the results of an internal audit review of a company’s stock option granting activitie...