Laws & Regulations

The following 334 items are listed by Content Data.
Methodologies & Models

IT Operations Capability Maturity Model (CMM)

Discover how this capability maturity model can enhance your organization’s IT operations management process.
Subscriber Content
Mon, Feb 26, 2024
Articles

Longtime Regulator Tom Vartanian on Crypto and a CBDC: Proceed With Caution

Longtime Regulator Tom Vartanian and Protiviti’s Joe Kornik discuss why crypto isn’t money and mammoth changes to the ma...
Mon, Feb 26, 2024
Newsletters

The Top Risks 10 Years Out: Global Risks Are Persistent

This issue of Board Perspectives ranks the highest-rated risk themes to provide a context for understanding the most cri...
Mon, Feb 26, 2024
Articles

2024: Global Sanctions Outlook for Financial Institutions

How financial institutions can stay informed on the 2024 global sanctions outlook and navigate evolving regulations and ...
Mon, Feb 19, 2024
Articles

Aiming for Impact, Ripple CBDC Lead Says Proliferation of Digital Currencies Not to Be Feared

Ripple CBCD Senior Director of Client Solutions and Delivery Ross Edwards and Protiviti’s Lata Varghese discuss technolo...
Mon, Feb 19, 2024
Policies & Procedures

New Disclosures Policy

This policy is intended to facilitate the early detection and disclosure of reportable items to the SEC and to improve t...
Mon, Feb 19, 2024
Articles

The Value Internal Audit Brings to an Organization

When it comes to adding value throughout an organization, there’s no better source than internal auditing.
Mon, Feb 19, 2024
Methodologies & Models

IT Vendor Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s IT vendor management process and...
Subscriber Content
Mon, Feb 12, 2024
Articles

Q4 2023 IPO Trends

Audit Analytics examines the slight decline in total initial public offerings in the final quarter of 2023.
Mon, Feb 12, 2024
Articles

Ten Things Foreign Financial Institutions Should Know About Executive Order 14114

This whitepaper is intended to provide a high-level overview of President Biden’s latest Executive Order.
Mon, Feb 12, 2024
Methodologies & Models

Enterprise Architecture Capability Maturity Model (CMM)

Measure the maturity of your organization’s enterprise architectural structure process and move it toward the optimized ...
Subscriber Content
Mon, Feb 5, 2024
Articles

J.P. Morgan Global Executive: With ISO 20022, a “Generational Change” Is Coming in Payments

Read this conversation between Protiviti’s Naveen Shankar and J.P. Morgan Payment’s Ciaran Byrne about ISO 20022 and an ...
Mon, Jan 22, 2024