This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...

The following sample outlines a set of policies and procedures for workers' compensation.

The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...

In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.

This booklet provides legal overviews and insight regarding current laws and regulations, and guidance to implement and ...

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...

As a result of the infamous Enron and WorldCom scandals, the U.S. reacted with strict guidelines to re-esta...

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...

Most, if not all, business transactions executed today touch the information technology (IT) environment at...

“All of the blame and none of the praise” This was how one Human Resource professional described their job...

Key Performance Measures Improving the Process An effective business process is built on a set of well-def...

Introduction“Compliance” is defined as adherence to policies, plans, procedures, laws, regulations, contrac...