The following 334 items are listed by Content Data.
Policies & Procedures
Employer and Employee Rights Policy
This sample policy outlines the statutory and contractual rights of employees in the workplace.
Subscriber Content
Newsletters
What Role Should Compliance Play in ESG?
This edition of Compliance Insights highlights emerging ESG topics and explains how compliance officers can implement ef...
Subscriber Content
Articles
Who Audits Public Companies – 2023 Edition
Audit Analytics looks at the annual market share analysis of auditor engagements for public companies as of May 14, 2023...
Subscriber Content
Checklists & Questionnaires
Business Continuity Compliance Questionnaire
The compliance-based questions in this sample can be used to evaluate your business continuity management process.
Subscriber Content
Articles
Auditor Changes in Canada: 2022
Audit Analytics examines the total new engagements among Canadian auditor changes in calendar year 2022.
Subscriber Content
Regulatory Updates
U.S. Banking Regulators Finalize (Finally) Revised Third-Party Risk Management Guidance
Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...
Subscriber Content
Articles
Reshaping Loan Servicing Compliance
Servicers should take this multipronged approach to address the growing set of regulatory asks and sharpen their focus o...
Subscriber Content
Articles
Three Essential Security Considerations for Your SAP S/4 Implementation
SAP S/4 implementation projects must have the right risk mitigation measures in place as the system goes live.
Subscriber Content
Articles
2021 Auditor Market Share of Registered Investment Advisers
Audit Analytics looks at the audit firm market share of registered investment advisers broken down by U.S. region.
Subscriber Content
Newsletters
A Call for Transparency Amid a Shifting Legal and Regulatory Landscape
This issue of Board Perspectives explains how boards can shore up their governance and oversight in light of emerging tr...
Subscriber Content
Articles
Big Data or Big Brother? Streetlights Versus Surveillance in San Diego's Smart City Quest
Read this conversation between Saving the City Executive Producer Ron Blatman and Protiviti’s Joe Kornik about finding a...
Subscriber Content
Policies & Procedures
Data Management: Records Retention Policy
This sample policy ensures that legal statutes and industrial and business requirements regarding data retention are obs...
Subscriber Content