Process-Level Control

Define your company’s internal control testing processes and the testing frequency of its automated controls.

This sample document can be used as a guide to assessing controls at the process or activity level.

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.

This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...

This sample document provides instructions on using process overview forms and includes a blank template and a completed...

Develop a deeper understanding of your organization’s processing environment with the insights in our process narrative ...

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...

Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...

This sample guide focuses on building a sustainable internal control process.

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...

This policy outlines procedures for recording accounting transactions that occur between two or more company locations.

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...