Process-Level Control

This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...

The capability maturity model can be used to measure the maturity of an organization’s improved performance and to assis...

This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...

This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...

This document outlines risks and controls common to the sales and marketing strategy process in a risk control matrix (R...

This sample questionnaire can be used to measure the processes associated with an organization’s mainframe data center g...

This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...

This sample questionnaire includes a list of items to consider when reviewing an organization’s revenue process controls...

This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...

This article describes some of the hazards that are inherent to spreadsheets and spreadsheet reporting and offers guidan...

This sample memo summarizes the findings of an internal audit review of an organization’s IT change management process.

This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...