Sarbanes-Oxley Act

The following 221 items are listed by Content Data.
Performer Profiles

Bacardi: Bottling a Sustainable Future

Bacardi Global Internal Audit/SOX Vice President Karen Ford explains how her team has committed to developing a future-r...
Mon, Nov 21, 2022
Methodologies & Models

Sarbanes-Oxley Project-to-Process Capability Maturity Model (CMM)

This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley project-to-process ...
Subscriber Content
Mon, Oct 3, 2022
Methodologies & Models

Sarbanes-Oxley Year-One Capability Maturity Model (CMM)

This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley year-one compliance...
Subscriber Content
Mon, Sep 26, 2022
Checklists & Questionnaires

Disclosure Controls Questionnaire

Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
Mon, Sep 19, 2022
Checklists & Questionnaires

System Implementation Process Questionnaire

The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Mon, Sep 5, 2022
Methodologies & Models

Six Elements of Infrastructure for Data Analytics

This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Mon, Aug 29, 2022
Checklists & Questionnaires

Sarbanes-Oxley Process Walkthrough Questionnaire

This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
Mon, Aug 22, 2022
Policies & Procedures

Fraud Policy

This document includes three sample policies that facilitate the development of controls that will aid in the detection ...
Mon, Aug 8, 2022
Benchmarking Reports

2022 Sarbanes-Oxley Compliance Survey

The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
Mon, Jul 25, 2022
Checklists & Questionnaires

Internal Audit Re-Engineering Questionnaire

This tool contains two sample documents that outline questions internal auditors should ask when evaluating the organiza...
Mon, Jul 25, 2022
Requests for Proposals - RFPs

Request for Proposal: Sarbanes-Oxley Compliance

This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
Subscriber Content
Mon, May 30, 2022
Performer Profiles

Masonite International Corporation: Opening Doors to the Possibilities of Resilience

Masonite Vice President and Chief Audit Executive Katie Shellabarger explains how her team’s focus on business resilienc...
Subscriber Content
Mon, May 23, 2022