Sarbanes-Oxley Act

The following 274 items are listed by Content Data.
Protiviti Booklets

Capitalizing on Sarbanes-Oxley Compliance to Build Supply Chain Advantage

This booklet, co-produced by Protiviti and APICS, details how the Sarbanes-Oxley Act (SOX) has a complementary impact on...
Subscriber Content
Mon, Jun 23, 2003
Newsletters

Internal Control Over Financial Reporting: An Update on Section 404 of Sarbanes-Oxley

The SEC released its final rules in June 2003 regarding Section 404, making time an asset rather than a liability. This ...
Subscriber Content
Mon, Aug 25, 2003
Newsletters

The Expanded Responsibilities of the Audit Committee: A New Mandate

This issue of The Bulletin explores the new requirements of audit committees and their implications, and suggests six ke...
Subscriber Content
Mon, Dec 1, 2003
Newsletters

Technology Risks and Controls: What You Need to Know

In this issue of The Bulletin, we focus on the relevance of IT risks and controls to a company’s meeting the internal co...
Subscriber Content
Mon, Jan 19, 2004
Newsletters

Establishing an Effective Complaint and Confidential, Anonymous Reporting Process

In this edition of The Bulletin, we address the issues that audit committees and management should consider as they coll...
Subscriber Content
Mon, Feb 2, 2004
Newsletters

Building Upon Section 404 Compliance: Moving Beyond Year One

In this issue of The Bulletin, we outline imperative steps for certifying officers to take to demonstrate care in reinfo...
Subscriber Content
Mon, Jul 26, 2004
Newsletters

The Self-Assessment Process: Management’s Tool for Reinforcing Process Owner Accountability

In this issue of The Bulletin, we discuss the self-assessment process and how one can be implemented to reinforce proces...
Subscriber Content
Mon, Jan 31, 2005
Newsletters

Driving Value Out of the Section 404 Compliance Process

In this issue of The Bulletin, we incorporate insights and lessons learned regarding finance processes and show how valu...
Subscriber Content
Mon, Mar 14, 2005
Newsletters

Achieve Sustainability by Integrating the Section 404 and Section 302 Compliance Process

In this issue of The Bulletin, we focus on strategies for integrating compliance activities around Sections 302 and 404 ...
Subscriber Content
Mon, Apr 4, 2005
Newsletters

Wanted: A Cost-Effective Approach to Validating Performance of the Internal Control Structure

This issue of The Bulletin addresses the importance of integrating self-assessment, entity-level monitoring, and indepen...
Subscriber Content
Thu, Aug 25, 2005
Protiviti Booklets

Frequently Asked Questions Regarding Compliance with OMB Circular A-123

In this booklet, we answer questions about complying with OMB Circular A-123.
Subscriber Content
Mon, Oct 24, 2005
Newsletters

Section 404 Compliance: Planning for Next Year

This issue of The Bulletin focuses on some of the opportunities companies should consider as they plan for Year Three of...
Subscriber Content
Mon, Nov 21, 2005