Sarbanes-Oxley Act

Audit Analytics takes a deeper look at the risks that initial public offerings pose to investors, regulators and other f...

In this profile, Booking Holdings Senior Vice President and Chief Audit Officer Marco Rozenberg describes his team’s int...

Auditors can use this audit report template for conducting and documenting the results of an enterprise resource plannin...

In this article, we provide a brief reminder on guidance and disclosure requirements, highlight current SEC insights and...

This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.

The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...

Audit Analytics examines the recent increase in the amount of enforcement actions citing false and/or misleading stateme...

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...

In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...

This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...