Sarbanes-Oxley Act

The following 221 items are listed by Content Data.
Articles

SOC Reports: Anticipating Challenges Can Help Minimize Disruption of SOX Compliance Programs

This article outlines a list of practical steps that companies can take to get ahead of the delay in SOC reports from se...
Subscriber Content
Mon, May 18, 2020
Checklists & Questionnaires

Change Recognition Process Questionnaire

This tool outlines questions organizations should consider when implementing a robust change recognition process.
Subscriber Content
Mon, Mar 23, 2020
Policies & Procedures

Internal Disclosure Certification Process Policy

This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Subscriber Content
Mon, Mar 9, 2020
Articles

SOX Compliance: Faster Automation, Fewer Controls and How to Get There

This article reviews what parts of Sarbanes-Oxley (SOX) compliance can benefit from automation and provides credible rec...
Subscriber Content
Mon, Jan 20, 2020
Articles

What Investors Need to Know About Audits

In this article, Audit Analytics evaluates the state of today’s audit process by looking at four areas of financial repo...
Subscriber Content
Mon, Dec 30, 2019
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Articles

SOX Control Awareness and Communication Is One Way Organizations Can Help Reduce Costs and Hours

This article outlines some communication techniques organizations can use to reduce the total number of hours spent on S...
Subscriber Content
Mon, Nov 25, 2019
Methodologies & Models

Business Continuity Management Methodology

This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...
Subscriber Content
Mon, Nov 11, 2019
Checklists & Questionnaires

Human Resources Internal Controls Questionnaire

This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Mon, Nov 4, 2019
Guides

Standardizing Documentation for Internal Controls Guide

This presentation serves as a guide to achieving standardization for internal control documentation.
Subscriber Content
Mon, Oct 28, 2019
Articles

Technology-Enabled SOX Compliance: Continuing the Discussion

This article shares some of the key takeaways from Protiviti’s recent SOX compliance webinar, building on the findings o...
Subscriber Content
Mon, Oct 28, 2019
Audit Reports

Segregation of Duties Review Report

This sample report focuses on a project's final deliverables, including a project overview, remediation road map, rollou...
Subscriber Content
Mon, Oct 21, 2019