The following 246 items are listed by Content Data.
Checklists & Questionnaires
Standardized Testing Program Questionnaire
This tool can be used to gain a better understanding of common SOX standardized testing risks and to develop a standard ...
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Checklists & Questionnaires
Spreadsheet Risk Optimization Questionnaire
This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identif...
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Articles
COVID-19 and SOX: Practical Considerations While Navigating the Crisis
This article discusses Sarbanes-Oxley (SOX) compliance matters related to the COVID-19 pandemic and identifies long-term...
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Benchmarking Reports
2020 Sarbanes-Oxley Compliance Survey
The 2020 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced since...
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Performer Profiles
Occidental Petroleum Corporation: Drilling Down on Data
In this profile, Occidental Vice President of Internal Audit Gary Daugherty describes his team’s first steps to becoming...
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Articles
SOX Risk Assessment in the Time of COVID-19
This article discusses six key considerations a company should take when performing its Sarbanes-Oxley (SOX) risk assess...
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Articles
SOC Reports: Anticipating Challenges Can Help Minimize Disruption of SOX Compliance Programs
This article outlines a list of practical steps that companies can take to get ahead of the delay in SOC reports from se...
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Policies & Procedures
Internal Disclosure Certification Process Policy
This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
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Articles
SOX Compliance: Faster Automation, Fewer Controls and How to Get There
This article reviews what parts of Sarbanes-Oxley (SOX) compliance can benefit from automation and provides credible rec...
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Articles
What Investors Need to Know About Audits
In this article, Audit Analytics evaluates the state of today’s audit process by looking at four areas of financial repo...
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Articles
SOX Control Awareness and Communication Is One Way Organizations Can Help Reduce Costs and Hours
This article outlines some communication techniques organizations can use to reduce the total number of hours spent on S...
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