Sarbanes-Oxley Act

The following 220 items are listed by Content Data.
Checklists & Questionnaires

Project Management Office (PMO) Questionnaire

The questions included in this tool can be used to evaluate your project management office (PMO) functionality and proce...
Subscriber Content
Mon, May 16, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Mon, Mar 21, 2022
Audit Programs

External Financial Reporting Audit Work Program

This audit program can be used by organizations to evaluate the operating effectiveness of internal controls associated ...
Subscriber Content
Mon, Mar 14, 2022
Checklists & Questionnaires

Corporate Governance Compliance Questionnaire

The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Disclosure Committee Questionnaire

Use the questions included in this tool to ensure that all necessary quarterly financial reporting disclosures are addre...
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Site Planning and Review Checklist

This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
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Mon, Nov 8, 2021
Articles

Impacts of COVID-19 on Public Companies

Audit Analytics looks at the pandemic’s impacts on certain aspects of financial reporting and financial health metrics o...
Subscriber Content
Mon, Oct 18, 2021
Guides

Sarbanes-Oxley Compliance and Disclosure Timeline Guide

This sample document can be used as a general guide to help companies comply with the Sarbanes-Oxley Act of 2002 pursuan...
Subscriber Content
Mon, Oct 18, 2021
Articles

AQRM Red Flags: Financial Reporting

In this article, Audit Analytics breaks down the risks associated with specific firm-level events included in the Accoun...
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Mon, Oct 4, 2021
Performer Profiles

Unum Group: Pivoting to Respond to Change While Positioning for the Future

In this profile, Unum Senior Vice President of Internal Audit Miles Archer explains how his team has navigated pandemic-...
Subscriber Content
Mon, Sep 27, 2021
Charters

Corporate Audit Department Charter

This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
Subscriber Content
Mon, Sep 20, 2021
Guides

Sarbanes-Oxley Compliance Committee Structure Guide

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to...
Subscriber Content
Mon, Sep 20, 2021