Sarbanes-Oxley Act

The following 220 items are listed by Content Data.
Checklists & Questionnaires

​Sarbanes-Oxley Testing Documentation Questionnaire

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content
Mon, Jul 19, 2021
Articles

Internal Controls Planning as Organizations Contemplate a Return to the Office

In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...
Subscriber Content
Mon, Jul 5, 2021
Charters

Board of Directors Authorization Charter

This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.
Subscriber Content
Mon, Jun 28, 2021
Job Descriptions

Sarbanes-Oxley (SOX) Coordinator Job Description

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content
Mon, Jun 14, 2021
Job Descriptions

Vice President, Internal Audit/Chief Audit Executive Job Description

This sample job description summarizes the responsibilities, key selection criteria and general information for the role...
Subscriber Content
Mon, Jun 7, 2021
Articles

A Farewell to Paul Sarbanes

Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
Subscriber Content
Mon, May 31, 2021
Articles

SPACs Spotlight: Filings Trend Meets Fine Print in Latest SEC Statement

In this article, we examine what was buried in the footnotes of the SEC's latest Division of Corporation Finance stateme...
Subscriber Content
Mon, May 10, 2021
Policies & Procedures

Data Classification Standard Policy

This sample policy can be used by auditors to ensure that all of the organization’s classified information is properly i...
Subscriber Content
Mon, Mar 15, 2021
Performer Profiles

Salesforce: V2MOM and Setting a Vision for Salesforce Audit

In this profile, Art Perez, senior vice president and audit executive at Salesforce, explains the V2MOM planning process...
Subscriber Content
Mon, Feb 22, 2021
Performer Profiles

Starbucks Coffee Company: Brewing Up a Balanced Blend of Innovation, Productivity and Future-Focused Capabilities

In this profile, Starbucks Vice President and Chief Audit Executive Randa Saleh shares how her team leverages data analy...
Subscriber Content
Mon, Feb 15, 2021
Articles

A Look Back at 2020

Audit Analytics shares some of its most popular articles and topics from 2020.
Subscriber Content
Mon, Feb 8, 2021
Articles

SOX Compliance Under COVID-19: The Show Must Go On (Part 1)

Part one of this two-part discussion uncovers the challenges of maintaining the full rigor of internal control requireme...
Subscriber Content
Mon, Dec 21, 2020