The following 220 items are listed by Content Data.
Audit Reports
Segregation of Duties Review Report
This sample report focuses on a project's final deliverables, including a project overview, remediation road map, rollou...
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Articles
Evolution of SOX 404 Disclosures for EGCs
In this article, Audit Analytics analyzes SOX 404 disclosures as the target of those seeking to introduce further regula...
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Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
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Guides
Sarbanes-Oxley Roles and Responsibilities Guide
This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (S...
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Checklists & Questionnaires
Data Center General Controls Questionnaire
This sample questionnaire can be used to measure the processes associated with an organization’s mainframe data center g...
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Articles
Compliance 2.0: Transforming SOX Practices With Technology
This article describes a new technology-driven SOX model, SOX compliance 2.0, and its ability to encourage innovative th...
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Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
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Guides
Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide
This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
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Articles
Cyber Risks Drawing Increased Scrutiny in Public Company Transition
In this article, Protiviti Managing Directors Nicholas Spinks and David Taylor explain how important it is to sharpen th...
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Guides
Sarbanes-Oxley Auditor Walkthrough Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sar...
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Articles
SOX Compliance Survey: One Decade of Insights
This article highlights a decade of SOX compliance efforts documented in Protiviti’s annual Sarbanes-Oxley Compliance su...
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Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content