The following 246 items are listed by Content Data.
Articles
New SOX Survey: COVID-19 Environment Further Drives Need for Greater Automation and Technology Adoption for Compliance Processes
This article outlines some of the most significant results from Protiviti’s 2020 Sarbanes-Oxley Compliance Survey, which...
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Checklists & Questionnaires
Identity Management Tool Questionnaire
The questions provided in this tool can help organizations manage their security and privacy concerns specific to identi...
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Audit Reports
Risk Assessment Audit Report
Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational ri...
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Articles
SOX Compliance: Consider COVID-19 Impact on Management Review Control Execution
This article outlines steps to consider as you prepare your control documentation along with some specific assumption co...
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Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
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Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-O...
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Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
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Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
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Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...
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Checklists & Questionnaires
Internal Controls Over Financial Reporting (ICFR) Deficiencies Questionnaire
This tool highlights questions to consider for understanding and assessing internal control over financial reporting (IC...
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Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
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Checklists & Questionnaires
Configurable Application Controls Questionnaire
Learn how to assess and improve your organization's configurable controls with this premium questionnaire.
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