The following 247 items are listed by Content Data.
Methodologies & Models
Business Continuity Management Methodology
This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...
Subscriber Content
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Articles
Technology-Enabled SOX Compliance: Continuing the Discussion
This article shares some of the key takeaways from Protiviti’s recent SOX compliance webinar, building on the findings o...
Subscriber Content
Articles
SOX 2019: Keeping Compliance Costs in Check
This article examines trends in SOX compliance costs and offers insight into some of the ways companies have found to ke...
Subscriber Content
Articles
Evolution of SOX 404 Disclosures for EGCs
In this article, Audit Analytics analyzes SOX 404 disclosures as the target of those seeking to introduce further regula...
Subscriber Content
Checklists & Questionnaires
Data Center General Controls Questionnaire
This sample questionnaire can be used to measure the processes associated with an organization’s mainframe data center g...
Subscriber Content
Articles
Compliance 2.0: Transforming SOX Practices With Technology
This article describes a new technology-driven SOX model, SOX compliance 2.0, and its ability to encourage innovative th...
Subscriber Content
Articles
Cyber Risks Drawing Increased Scrutiny in Public Company Transition
In this article, Protiviti Managing Directors Nicholas Spinks and David Taylor explain how important it is to sharpen th...
Subscriber Content
Articles
SOX Compliance Survey: One Decade of Insights
This article highlights a decade of SOX compliance efforts documented in Protiviti’s annual Sarbanes-Oxley Compliance su...
Subscriber Content
Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content
Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
Subscriber Content
Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content