The following 81 items are listed by Content Data.
Checklists & Questionnaires
Spreadsheet Risk Optimization Questionnaire
This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identif...
Subscriber Content
Methodologies & Models
Business Continuity Management Methodology
This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...
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Articles
Evolution of SOX 404 Disclosures for EGCs
In this article, Audit Analytics analyzes SOX 404 disclosures as the target of those seeking to introduce further regula...
Subscriber Content
Checklists & Questionnaires
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Audit Reports
Sarbanes-Oxley Year-End Audit Committee Report
This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
Subscriber Content
Checklists & Questionnaires
Anti-Fraud Program Evaluation Questionnaire
This document focuses on key questions for board members and management when evaluating an organization's anti-fraud pro...
Subscriber Content
Checklists & Questionnaires
Accounts Payable Internal Controls Questionnaire
Use this internal control questionnaire to perform a control self-assessment of your organization’s accounts payable ope...
Subscriber Content
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Checklists & Questionnaires
IT General Controls Survey Questionnaire
This sample tool helps to map IT responses to various questions related to different IT general controls and related pro...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
This sample policy helps to summarize management’s approach to plan, organize, execute, document and support its assessm...
Subscriber Content
Sarbanes-Oxley CPE Courses
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.