KnowledgeLeader: Internal Audit and Risk Tools
Top Priorities for Internal Auditors in U.S. Healthcare Provider Organizations
This report discusses four key areas of priority for healthcare organizations intent on delivering assurance across multiple risk realms.
Financial Close Optimization: Five Steps for Identifying and Resolving Systems and Process Inefficiencies
A recent survey by the Institute of Management Accountants found that financial closing is one of the key challenges accounting and finance organizations face.
OCC Finalizes Its Heightened Standards for Large Financial Institutions
This Flash Report discusses the OCC’s final guidelines intended to strengthen the governance and risk management practices of large financial institutions.
IT Governance Review Report
Objectives of this sample report include gaining a high-level understanding of the organization's IT governance processes.
Receiving Policy: Sample 2
The purpose of this policy is to establish procedures surrounding the receipt of inventory and non-inventory items and services.
Updated Work Program
Payroll/Human Resources Review Work Program
These two sample work programs focus on adequacy of controls, overall efficiency and effectiveness of processes, and compliance with policies and procedures.
Healthcare Management Planning: Risk Assessment Questionnaire
This questionnaire is intended to be sent to managers throughout an organization in order to gather opinions on a number of predetermined potential audit areas.
Ethics Program Guide
This guide describes steps that companies should consider when developing or strengthening their ethics programs.