Manage Labor-Management Relationships RCM
This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format. To celebrate the anniversary of our RCM launch, we will be publishing one new open-access RCM each week during the month of May!
Emerging Risks: Looking Around the Corner – Board Perspectives: Risk Oversight, Issue 79
This article summarizes practical principles for recognizing emerging risks.
United Overseas Bank Expands Internal Audit to Strategic Risk Management
Victor Ngo, chief audit executive at UOB, discusses how UOB’s internal auditing team began using data analytics to improve audit productivity.
Procurement Power-Up: Building an Internal “Brand”
This article explores best practices in procurement brand building.
Build Lender Relationships Key Performance Indicators (KPIs)
This benchmarking tool outlines key performance indicators (KPIs) for building lender relationships.
Account Reconciliation Policy: Sample 2
This policy outlines procedures for the account reconciliation process.
Audit Report Rating Memo
This memo outlines a system to use when rating individual audit findings and overall audit reports.
Updated Work Programs
Bank Branch Internal Audit: Checking Accounts and Overdrafts Audit Work Program
This audit program outlines steps for reviewing accounts and overdrafts at a bank branch.
Application Controls Audit Work Program
This application controls audit program applies when auditing financial end-user-developed spreadsheets and other applications.