RCM – New Tool Type!
Accounts Payable RCM
This document outlines risks and controls common to the "accounts payable" process, in a risk control matrix (RCM) format.
Revenue Recognition Webinar Series: Systems and Data Challenges
Siamak Razmazma, managing director of IT Consulting at Protiviti, answers some top systems and data questions organizations should consider.
Internal Audit at HSBC Builds Credibility and Helps Influence Change from the “Top Table” Down
This HSBC profile focuses on the growing pressure internal audit functions experience to respond to “enhanced expectations from a range of stakeholders.”
New Modifications to Capital Planning and Stress Testing: Financial Services Flash Report
This Flash Report highlights the Federal Reserve’s notice of proposed rulemaking (NPR) and summarizes how the changes may impact banking organizations.
Taylor & Francis Article
Protiviti 2015 IT Priorities Survey
This article summarizes the results of Protiviti’s 2015 IT Priorities Survey.
Preparing for the Change to EMV and New Fraud and Security Risks: What U.S. Merchants Need to Know
This white paper provides an overview of the potential implications of the Europay, MasterCard and Visa (EMV) standard for U.S. merchants.
Billing and Collections Review Audit Report: Hospitals and Clinics
This audit report sample focuses on accounts receivable controls and processes at hospitals and healthcare clinics.
Immigration Policy (United States)
This sample outlines a set of policies and procedures to comply with the requirements of applicable immigration laws.
Updated Work Program
Budgeting Process Audit Work Program
The purpose of this sample audit program is to evaluate the overall process for budgeting and ensure that it is operating as planned.
Updated Work Program
Fraud Prevention and Detection Audit Work Program
This audit program sample focuses on understanding current fraud prevention and detection program activities.
Updated Process Flow
P-Card Design Process Flow
This sample process flow focuses on the use, maintenance and changes related to purchasing cards (p-cards).