The Confrontational Auditor: Don’t Put Out the Fire, Redirect It
Ann M. Butera explains how you can redirect the flames of a confrontation in order to maintain control and work toward common goals.
The Journey to ORSA Begins: Assessing the Results of the 2015 ORSA Survey from St. John’s University and Protiviti
St. John's University and Protiviti surveyed more than 100 insurance executives to assess their state of readiness in preparing for the 2015 ORSA Summary Report.
Compliance Week Article
Risk Management Stretched Too Thin at Some Companies
Compliance officers say they are continually under-resourced and over-stressed by the flurry of new regulations and ever-increasing penalties they face.
IPO Organizational Meeting Report
This document outlines key discussion topics and a timeline for an IPO organizational meeting.
Portable Computing Device Security Policy
This sample outlines a set of policies and procedures governing the use of portable computing devices and their connection to a company network.
Enterprise Risk Management Project Plan
This document is a sample project plan for use during the planning phase of implementing ERM across an organization.
Sarbanes-Oxley Auditor Walkthrough Guide
This training presentation was created to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.