Guides
KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.
The following 111 tools are listed based on Content Data.
Guides
Sarbanes-Oxley Process Improvement Guide
Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cost-effective and value-added process over time.
Subscriber Content
Mon, Jul 8, 2024
Guides
Self-Assessment Project Plan
Evaluate your company’s personal performance and development with the internal control self-assessment workflow in this guide.
Subscriber Content
Mon, Jun 24, 2024
Guides
Cost of Sarbanes-Oxley Compliance Guide
Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024
Guides
Journal Entry Training Guide
This guide can be used to train auditors on the various aspects of an organization’s journal entry process.
Subscriber Content
Mon, Jun 3, 2024
Guides
IT Compliance Guide
Use the real-world techniques and receive usable templates in this guide to manage and execute your IT compliance initiative.
Subscriber Content
Mon, Jun 3, 2024
Guides
Decision Support Guide
Define your organization’s framework for making decisions and establish the capability to provide decision-support services with this guide.
Subscriber Content
Mon, May 13, 2024
Guides
Balance Sheet Reconciliations Guide
Organizations can utilize this guide to assess the validity, correctness and appropriateness of their account balances at a specific point in time.
Subscriber Content
Mon, Apr 22, 2024
Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
Subscriber Content
Mon, Apr 1, 2024
Guides
Sarbanes-Oxley Roles and Responsibilities Guide
This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (SOX) compliance assessment.
Subscriber Content
Mon, Apr 1, 2024
Guides
Auditing IT Governance Guide
Use this comprehensive guide to focus on the optimal investment in, and the proper management of, critical IT resources.
Subscriber Content
Mon, Apr 1, 2024
Guides
Assessing the Effectiveness of a Process or Program Guide
This sample guide can be used for evaluating the design effectiveness of a process or program and developing a subsequent test plan for assessing its operating effectiveness.
Subscriber Content
Mon, Mar 18, 2024
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Subscriber Content
Mon, Mar 18, 2024