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Audit Report

This document contains three sample reports that can be used by auditors to learn how other organizations facilitated a site review audit.

Benchmarking Tool

Internal Audit Key Performance Indicators (KPIs)

This tool includes three sample documents that provide guidance internal audit and management can use to evaluate their performance measurements.

Questionnaire

Internal Audit Feedback Questionnaire

This tool includes three sample questionnaires that can be used by internal audit functions to gather client feedback and measure client satisfaction.

Guide

Initial Public Offering (IPO) Guide

This tool contains two sample guides that can be used for successfully handling and organizing a private company’s public transition.

Policy

Mobile Device Acceptable Use Policy

This sample policy defines standards, procedures and restrictions for end users required to access corporate data from mobile devices.

10 ESG Reporting Questions Directors Should Consider

This issue of Board Perspectives: Risk Oversight poses 10 questions boards should focus on to ensure sustainable and responsible ESG reporting.

Audit Analytics Article

PCAOB Adopts Amendments to Independence Rules, Announces 2020-2024 Strategic Plan

Here, Audit Analytics analyzes the PCAOB’s targeted amendments to its interim independence standards applicable to lending arrangements between auditors and audit clients.

January 11, 2021

Performer Profile

Lloyds Banking Group: Taking the Reins on Change to Drive Focused Innovation

In this profile, Paul Day, chief internal auditor at Lloyds Banking Group, explains how his team has built a culture of innovation across the company.

Hot Issue

Countdown to CCPA: The 5 Most-Asked Questions

In this article, Protiviti’s Joel Wuesthoff and Pam Kamath answer the most frequently asked questions during a webinar on the first 100 days of the new California Consumer Privacy Act (CCPA).

Featured Links

Nine Tips for Successful Auditing of Revenue Recognition

A new standard and the disruption caused by the coronavirus pandemic make auditing revenue recognition difficult. These tips can help. Source: journalofaccountancy.com

New IIA Report Yields Valuable Clues on Risks for 2021

Richard Chambers highlights his five key observations from the Institute of Internal Auditor’s new 2021 report. Source: theiia.org

Featured Premium Content

Provide Financial Information to External Parties: 10-K Preparation RCM

This document outlines risks and controls common to 10-K preparation during the "provide financial information to external parties" process in a risk control matrix (RCM) format.

Featured KLplus CPE Training Course

Women in Leadership: Building Your Infrastructure for Leadership

In this course, you'll learn how to conquer some of the challenges of career and family, including building a support system, overcoming the perfection mindset and reframing your limiting beliefs.