Top Risks for 2018: Consumer Products and Services Industry Group Results
This report charts and summarizes the top risks stated from executives in the consumer products and services industry in Protiviti’s Executive Perspectives on Top Risks for 2018 survey.
Accounts Receivable Letter Contracts Policy
This policy defines the circumstances under which a letter contract can be accepted.
Compliance Overview Questionnaire: Healthcare Dependents
This sample includes a process overview, key risks, expected key controls, and questions to consider for healthcare dependent compliance procedures.
Process Control Questionnaire: Managing Patient Financial Services
This sample demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an understanding of the controls around any business process.
Updated Audit Reports
Special Accounts Staffing Process Assessment Report
This report provides findings from a company’s special accounts staffing process assessment.
Pre-Year 1 SOX Roadmap Audit Report
This report summarizes the observations, recommendations, and related remediation prioritization for business and IT processes documented for the purposes of eventual SOX compliance.
Audit Analytics Article
A Fifteen Year Review of Audit Fees
This article charts the percentage of audit versus non-audit fees since 2002, as well as a comparison of audit fees, audit-related fees, and non-audit fees each year.
The Top Global Risks for 2018: Board Perspectives: Risk Oversight, Issue 99
This issue of Board Perspectives: Risk Oversight provides a context for understanding the most critical uncertainties companies are facing as they move forward into 2018.
Compliance Insights: January 2018
Topics covered in this edition include: DOD Issues Additional Guidance Regarding MLA Amendments; FINRA Guidance Issued on Customer Due Diligence Rule for Broker-Dealers; and more.