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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 111 tools are listed based on Content Data.
Guides

Sarbanes-Oxley Program Implementation Guide

This guide provides procedures, checklists and summaries that can be used to implement changes within an organization’s Sarbanes-Oxley program.
Subscriber Content
Mon, Aug 14, 2023
Guides

Risk Culture Guide

This guide provides auditors with a comprehensive breakdown of the enterprise risk management (ERM) process and risk culture, including definitions, best practices, considerations, obje...
Subscriber Content
Mon, Aug 14, 2023
Guides

Strategic Forecasting Guide

This guide discusses market drivers of forecasting, annual budgeting vs. rolling forecasts, integrated business planning, scenario analysis and the impact of strategic forecasting.
Subscriber Content
Mon, Aug 7, 2023
Guides

Sarbanes-Oxley Compliance and Disclosure Timeline Guide

This sample document can be used as a general guide to help companies comply with the Sarbanes-Oxley Act of 2002 pursuant to a public debt offering.
Subscriber Content
Mon, Jul 31, 2023
Guides

Project Management Office Guide

This document contains three guides that provide an in-depth examination of the project management office's structure and responsibilities.
Subscriber Content
Mon, Jul 24, 2023
Guides

Control Gap Remediation Methodology Training Guide

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement a remediation action plan.
Subscriber Content
Mon, Jul 10, 2023
Guides

Enterprise Risk Management Project Plan Guide

This guide can be used during the planning phase of implementing ERM across an organization. It supports a phased implementation approach and details tasks, deliverables and a project t...
Subscriber Content
Mon, Jun 19, 2023
Guides

Risk Assessment Facilitation Guide

This tool contains three guidance documents that can be used by auditors to facilitate a risk assessment workshop.
Subscriber Content
Mon, Jun 19, 2023
Guides

Guide to Implementing a Self-Assessment Program

In this tool, we have included three guides that outline the best-practice elements and processes related to developing and maintaining a self-assessment program.
Subscriber Content
Mon, Jun 19, 2023
Guides

Auditing Corporate Governance Guide

This guide can be used by auditors to assess and understand the four pillars of an organization’s governance framework.
Subscriber Content
Mon, Jun 12, 2023
Guides

Sarbanes-Oxley 404 Compliance Project Testing and Documentat…

Unlock the secrets to successful Sarbanes-Oxley testing procedures and effective internal control documentation.
Subscriber Content
Mon, Jun 5, 2023
Guides

Initial Public Offering (IPO) Guide

This tool contains two sample guides that can be used for successfully handling and organizing a private company’s public transition.
Subscriber Content
Mon, May 22, 2023