Memos
Audit memos are powerful tools for documenting an organization's audit plan during the initial phases of the audit process. Use KnowledgeLeader's customizable audit memo samples to communicate audit approach and scope as well as enhance audit efficiency.
The following 49 tools are listed based on Content Data.
Memos
Enterprise Accounting System Post-Implementation Review Memo
This review focuses on the configurable application controls, application security, and segregation of duties for the accounts payable and general ledger modules.
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Mon, Sep 12, 2016
Memos
Network Audit Management Memo
This memo documents low-risk opportunities in the network infrastructure environment identified during an internal audit review and meant for management’s information and consideration ...
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Mon, Aug 22, 2016
Memos
Purchasing Rebates Review Planning Memo
This memo documents an approach for planning a purchasing rebates review.
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Mon, Aug 22, 2016
Memos
Scope of Application Security Memo
This memo outlines the assumptions and decision used to scope the documentation efforts around application security.
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Mon, Aug 15, 2016
Memos
Internal Audit Engagement Memo
This internal audit engagement memo informs an auditee of an upcoming audit and includes the objectives of the audit, proposed timetable and audit team members.
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Mon, Aug 8, 2016
Memos
Data Governance Review Phase I Memo
This memo documents internal audit's summary of findings from a data governance review.
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Mon, Aug 1, 2016
Memos
Cash Applications Observations Memo
This sample memo presents a high-level observation of the review and testing of manual and system controls present in a company’s cash applications process.
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Mon, Jul 25, 2016
Memos
Internal Audit Project Administration Memo
This memo documents a company’s approach to administering and supervising internal audit work completed by department personnel for a specific project.
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Mon, Jul 18, 2016
Memos
Audit Report Rating Memo
This memo outlines a system to use when rating individual audit findings and overall audit reports.
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Mon, May 23, 2016
Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
This memo outlines the analysis performed by a company to determine the scope of internal control documentation and testing.
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Mon, May 16, 2016
Memos
Remote Locations Audit Planning Memo
This memo outlines an organization's remote location audit approach.
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Mon, May 9, 2016
Memos
Sarbanes-Oxley Act Project Approach Memo
The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance project processes.
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Mon, May 2, 2016
Memos
Data Breach Notification Memo
This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain the steps taken by a company to protect against identity theft or a...
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Mon, May 2, 2016
Memos
Mobile Device Procurement Memo
This memo outlines an internal audit review of an organization's mobile device procurement process.
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Mon, Apr 25, 2016
Memos
Sarbanes-Oxley Spreadsheet Controls Memo
This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadsheets as part of Section 404 SOX compliance.
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Mon, Apr 18, 2016
Memos
Accounts Receivable Collections Confirmation Memo
This memo can be sent to guarantors in order to confirm collection accounts.
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Mon, Apr 11, 2016
Memos
Entity-Level Controls Memo
This memo outlines a process for reviewing entity-level controls.
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Mon, Apr 4, 2016
Memos
Management Response to Internal Audit Reports Memo
This memo outlines specifics to consider when drafting management responses to audit observations.
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Mon, Mar 28, 2016
Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compliance.
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Mon, Mar 21, 2016
Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarbanes-Oxley (SOX) Section 404 compliance. The prioritization of the...
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Mon, Mar 14, 2016
Memos
Sarbanes-Oxley Testing Strategy Memo
This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
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Mon, Mar 7, 2016
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the annual assessment.
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Mon, Feb 29, 2016
Memos
SOX Year-End Update Testing Memo
This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purposes near or at the year end.
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Mon, Feb 22, 2016
Memos
Merger and Integration Memo
This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system support and interactions for these key processes.
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Mon, Jan 18, 2016