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Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checklists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 213 tools are listed based on Content Data.
Checklists & Questionnaires

Marketing and Selling Internal Audit Checklist

This internal audit checklist includes key factors to help internal auditors market and sell their services better and increase internal audit value and productivity.
Subscriber Content
Mon, Feb 12, 2018
Checklists & Questionnaires

Internal Audit Department – Quality Assurance Review Custome…

This customer satisfaction survey is meant to be used during a quality assurance review (QAR) of an internal audit department.
Subscriber Content
Mon, Feb 5, 2018
Checklists & Questionnaires

Internal Audit Director Quality Assurance Review Interview Q…

Elevate your quality control audits using our Internal Audit Director Quality Assurance Review Interview Questionnaire.
Subscriber Content
Mon, Jan 29, 2018
Checklists & Questionnaires

Evaluating Process Efficiency Questionnaire

This tool includes questions to consider for evaluating process efficiency.
Subscriber Content
Mon, Dec 18, 2017
Checklists & Questionnaires

Information Security Risk Assessment Questionnaire

This IT risk assessment questionnaire is designed to assist with reviewing and documenting the risk profile of your organization’s information processing activities. It contains ten sec...
Subscriber Content
Mon, Dec 18, 2017
Checklists & Questionnaires

Auditing Executive Compensation Questionnaire

This tool shares questions to consider when auditing the executive compensation process.
Subscriber Content
Mon, Dec 11, 2017
Checklists & Questionnaires

Diversity and Inclusion Process Questionnaire

This tool provides insights on the diversity and inclusion process, including key risks, expected key controls and questions to consider.
Subscriber Content
Mon, Oct 9, 2017
Checklists & Questionnaires

Career Planning Program Process Questionnaire

Use the questions and key risks included in this document to develop a career planning program. 
Subscriber Content
Mon, Oct 2, 2017
Checklists & Questionnaires

Purchasing and Inventory Management Questionnaire

This tool provides questions to consider throughout the purchasing/inventory management process, focusing on purchase orders, inventory, vendor setup, the receiving of goods, and the re...
Subscriber Content
Mon, Sep 11, 2017
Checklists & Questionnaires

Sales, Accounts Receivable and Cash Receipts Questionnaire

This tool includes questions to consider in the sales, accounts receivable and cash receipts process, in areas such as generating sales, shipping, invoicing the customer, cash receipts ...
Subscriber Content
Mon, Sep 11, 2017
Checklists & Questionnaires

IT Risk Assessment Questionnaire

This tool includes risk assessment questions for both IT management and executive IT management.
Subscriber Content
Mon, Sep 4, 2017
Checklists & Questionnaires

ERM Audit Questionnaire

This tool outlines the information request list for an ERM audit, focusing on ERM structure and governance, operational risk management, credit risk management, and market risk manageme...
Subscriber Content
Mon, Aug 28, 2017