The following 1433 tools are listed based on Content Data.
Audit Reports
Executive Report on Internal Controls
This tool contains two samples that provide specific guidance internal audit can use when reporting on the state of internal controls at year-end.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Risk Control Specialists Questionnaire
This tool integrates risk control specialist questions to consider for measuring and improving an organization’s Sarbanes-Oxley compliance process.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s process-based self-assessment program.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-Oxley (SOX) compliance.
Subscriber Content
Mon, Nov 2, 2020
Benchmarking Tools
Financial Ratio Key Performance Indicators (KPIs)
This document provides guidance on performance ratios, financial status ratios and market value ratios that can be used for a financial ratio analysis.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operational effectiveness. It also includes a list of diagnostic questions ...
Subscriber Content
Mon, Oct 19, 2020
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR)…
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Mon, Oct 19, 2020
Audit Reports
Business Continuity Management Audit Report
Assess and improve your organization’s business continuity management plan based on leading practices.
Subscriber Content
Mon, Oct 12, 2020
Checklists & Questionnaires
Enterprise Risk Management (ERM) Results Questionnaire
This tool highlights best practices and questions to consider when evaluating an organization’s risk assessment process and the development of ERM summary reports.
Subscriber Content
Mon, Oct 12, 2020
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring and provides best practices and diagnostic questions to consider...
Subscriber Content
Mon, Oct 12, 2020
Policies & Procedures
Paid Time Off Policy
Update your paid time off policy with this sample, outlining employee leave benefits, accrual rates and procedures to ensure a balanced work-life environment.
Subscriber Content
Mon, Oct 5, 2020
Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content
Mon, Oct 5, 2020