The following 1433 tools are listed based on Content Data.
Process Flows
Self-Assessment Process Flow – High-Level Overview
This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying inherent risks, developing surveys, and action/test plans for ide...
Subscriber Content
Mon, Mar 10, 2014
Guides
COSO Internal Controls Guide: Integrated Framework
Design and implement your organization’s internal controls with the COSO internal control framework included in this guide.
Subscriber Content
Mon, Aug 26, 2013
Checklists & Questionnaires
Internal Audit Personnel Interview Questionnaire
This tool provides questions to consider when soliciting feedback during interviews with internal audit personnel.
Subscriber Content
Mon, Jun 24, 2013
Checklists & Questionnaires
Self-Assessment Process Questionnaire: Process Owner Account…
This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Mon, Jun 10, 2013
Checklists & Questionnaires
Business Continuity Management Self-Assessment Questionnaire
This a self-assessment tool to use prior to a review of the business continuity management process. It gives the auditee an opportunity to inform internal audit about controls and proce...
Subscriber Content
Mon, Jun 3, 2013
Policies & Procedures
User Authentication and Authorization Policy
The following sample policy outlines a set of policies and procedures governing user authentication and authorization and other access rules that help protect computer systems.
Subscriber Content
Mon, Oct 29, 2012
Policies & Procedures
Systems Development Lifecycle (SDLC) and Change Management P…
This sample outlines a set of policies and procedures designed to provide an orderly process in which changes to a company's IT infrastructure are requested and approved prior to the in...
Subscriber Content
Mon, Oct 22, 2012
Policies & Procedures
Accounts Receivable Policies and Procedures - Returns
Implement effective accounts receivable policies for returns to optimize your accounting processes.
Subscriber Content
Mon, Oct 22, 2012
Policies & Procedures
Accounting: Asset-Backed Securitization and Factoring of Rec…
This sample policy outlines a set of policies and procedures for asset-backed securitization and factoring of receivables.
Subscriber Content
Mon, Oct 15, 2012
Checklists & Questionnaires
Customer Service Risk Questionnaire
Organizations can use the leading practices and questions included in this tool to evaluate and improve their customer service process.
Subscriber Content
Mon, Oct 8, 2012
Process Flows
SOX Process Flow: High-Level Methodology
Discover the SOX process flow methodology for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Mon, Jul 30, 2012
Audit Programs
Retail Audit Work Program
This work program provides retailers with an overview of operational audit steps to ensure compliance with key regulations.
Subscriber Content
Mon, Jun 11, 2012