The following 1432 tools are listed based on Content Data.
Policies & Procedures
Whistleblower Policy
Ensure that your accounting and audit-related complaint-handling processes comply with management’s and the audit committee’s objectives.
Subscriber Content
Mon, Feb 3, 2025
Risk & Control Matrices - RCMs
Manage Customer Orders: Sales System Order Entry RCM
Enhance your risk management strategy, strengthen your internal controls and safeguard against potential risks with our risk and control matrix for sales system order entry management.
Subscriber Content
Mon, Jan 27, 2025
Policies & Procedures
Special Payment Handling Policy
Implement this sample policy to ensure efficient invoice approval, check processing, and special request handling while adhering to internal controls and minimizing vendor payment delay...
Subscriber Content
Mon, Jan 27, 2025
Job Descriptions
IT SOX Compliance Officer Job Description
Leverage our sample job description to define the expectations and responsibilities for IT SOX compliance officers and ensure that your IT systems comply with SOX regulations.
Subscriber Content
Mon, Jan 27, 2025
Audit Programs
Computer Operations/Job Scheduling Audit Work Program
Effectively evaluate the alignment of computer operations with the organization's strategic plan, assess the adequacy of its procedures and controls, and identify areas for improvement.
Subscriber Content
Mon, Jan 27, 2025
Policies & Procedures
Warranty Policy
Establish procedures for ensuring financial accuracy and preparedness in handling product warranties with this sample warranty policy.
Subscriber Content
Mon, Jan 27, 2025
Audit Programs
Pricing and Discounts Audit Work Program
Ensure that your pricing and discount controls align with strategic objectives, review modification processes, and assess long-term pricing function objectives with this sample audit pr...
Subscriber Content
Mon, Jan 27, 2025
Audit Reports
Bank Audit Plan Report
Gain comprehensive insights into risk assessment, audit schedules and significant changes in your bank audit plan, enabling you to enhance your auditing processes and strategies.
Subscriber Content
Mon, Jan 27, 2025
Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
Identify potential FCPA risks and inefficiencies, conduct thorough compliance tests, and provide recommendations for improving internal controls and processes.
Subscriber Content
Mon, Jan 27, 2025
Audit Reports
Third-Party Licensing Process Assessment Report
Analyze your third-party licensing process and recommend improvements to procedures, controls and systems with this audit report sample.
Subscriber Content
Mon, Jan 20, 2025
Policies & Procedures
Vendor Selection Policy
Establish vendor bidding guidelines and define requisition responsibilities with our sample Vendor Selection Policy.
Subscriber Content
Mon, Jan 20, 2025
Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
Proactively evaluate and reinforce your organization's financial controls, ensuring robust compliance with regulatory requirements.
Subscriber Content
Mon, Jan 20, 2025