The following 1429 tools are listed based on Content Data.
Guides
Internal Controls Quarterly Self-Assessment Program Guide
Implement and continuously improve your organization's internal control processes with the best practices in this structured guide.
Subscriber Content
Mon, Jul 29, 2024
Audit Programs
Information and Communication Audit Work Program
The purpose of this audit work program is to assess, at a high level, and validate key controls in place for the information and communication component of the COSO Framework.
Subscriber Content
Mon, Jul 29, 2024
Policies & Procedures
Purchasing Bypass Process Policy
Understand the purchasing bypass process policy and its impact on procurement department regulations.
Subscriber Content
Mon, Jul 22, 2024
Audit Reports
Stock Options Audit Report
Analyze your stock option process and related control testing and determine the adequacy of risks and controls with this audit report sample.
Subscriber Content
Mon, Jul 22, 2024
Audit Programs
Systems and Application Audit Work Program
The purpose of this work program is to provide the general steps used to perform a systems and application audit.
Subscriber Content
Mon, Jul 22, 2024
Guides
Process and Controls Change Management Guide
Organizations can use the key roles and responsibilities in this guide to manage changes in their processes and controls.
Subscriber Content
Mon, Jul 22, 2024
Audit Programs
Wire Transfer and Investment Audit Work Program
Use the key steps in this work program to review your company’s electronic funds transfer process, which allows customers to send funds to or from another financial institution.
Subscriber Content
Mon, Jul 22, 2024
Audit Programs
Stock Option Review Audit Work Program
Understand and evaluate your company's stock option management process, performing tests, and investigating control weaknesses with this internal audit work program.
Subscriber Content
Mon, Jul 15, 2024
Policies & Procedures
Production System Access Policy
Define approved procedures governing access to production systems and applications as well as the documentation of changes to these systems and applications.
Subscriber Content
Mon, Jul 15, 2024
Audit Reports
Finance and Accounting Automation Assessment Report
Improve your finance and accounting department with the process and control opportunities in this audit report sample.
Subscriber Content
Mon, Jul 15, 2024
Guides
Sarbanes-Oxley 404 IT Testing Methodology
Use the high-level diagram in this guide to test your company’s Sarbanes-Oxley Section 404 IT general control set.
Subscriber Content
Mon, Jul 15, 2024
Audit Reports
Accounting and Finance Organizational Assessment
Perform a thorough evaluation of your accounting and finance functions with the resources in this sample audit report.
Subscriber Content
Mon, Jul 8, 2024